RIA Intelligence

NEOSHO CAPITAL LLC

CRD #130779 SEC #801-62907 LA JOLLA, CA 858 657 9040
SEC Registered
Total AUM
$183.5M
Discretionary
$177.1M
Employees
4
Clients
--
Accounts
75

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 23, 2018
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
RICHEY, CHRISTOPHER, KEITHIMANAGER/CHIEF COMPLIANCE OFFICERE Control
RICHEY, CHRISTOPHER, KEITHIMANAGER/CHIEF COMPLIANCE OFFICERE Control
RICHEY, CHRISTOPHER, KEITHIMANAGER/CHIEF COMPLIANCE OFFICERE Control
RICHEY, CHRISTOPHER, KEITHIMANAGER/CHIEF COMPLIANCE OFFICERE Control
RICHEY, CHRISTOPHER, KEITHIMANAGER/CHIEF COMPLIANCE OFFICERE Control
RICHEY, CHRISTOPHER, KEITHIMANAGERE Control
RICHEY, CHRISTOPHER, KEITHIMANAGERE Control
RICHEY, CHRISTOPHER, KEITHICCO, MANAGER, MEMBER, MEMBERSHIP CLASS-1, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999E Control
RICHEY, CHRISTOPHER, KEITHICCO, MANAGER, MEMBER, MEMBERSHIP CLASS-1, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999E Control
RICHEY, CHRISTOPHER, KEITHICCO, MANAGER, MEMBER, MEMBERSHIP CLASS-1, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999E Control
RICHEY, CHRISTOPHER, KEITHICCO, MANAGER, MEMBER, MEMBERSHIP CLASS-1, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999E Control
RICHEY, CHRISTOPHER, KEITHICHIEF COMPLIANCE OFFICERE Control
RICHEY, CHRISTOPHER, KEITHICCO, MANAGER, MEMBER, MEMBERSHIP CLASS-1, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999E Control
RICHEY, CHRISTOPHER, KEITHICHIEF COMPLIANCE OFFICERE Control
RICHEY, CHRISTOPHER, KEITHICCO, MANAGER, MEMBER, MEMBERSHIP CLASS-1, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999E Control
RICHEY, CHRISTOPHER, KEITHICCO, MANAGER, MEMBER, MEMBERSHIP CLASS-1, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999E Control
RICHEY, CHRISTOPHER, KEITHICCO, MANAGER, MEMBER, MEMBERSHIP CLASS-1, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999E Control
RICHEY, CHRISTOPHER, KEITHICCO, MANAGER, MEMBER, MEMBERSHIP CLASS-1, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999E Control
RICHEY, CHRISTOPHER, KEITHICCO, MANAGER, MEMBER, MEMBERSHIP CLASS-1, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999E Control
RICHEY, CHRISTOPHER, KEITHICCO, MANAGER, MEMBER, MEMBERSHIP CLASS-1, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999E Control
CHAN, ALPHONSE, IGNATIUSIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002C Control
CHAN, ALPHONSE, IGNATIUSIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002C Control
CHAN, ALPHONSE, IGNATIUSIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002C Control
CHAN, ALPHONSE, IGNATIUSIMANAGING DIRECTORC Control
CHAN, ALPHONSE, IGNATIUSIMANAGING DIRECTORC Control
CHAN, ALPHONSE, IGNATIUSIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002C Control
CHAN, ALPHONSE, IGNATIUSIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002C Control
CHAN, ALPHONSE, IGNATIUSIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002C Control
CHAN, ALPHONSE, IGNATIUSIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002C Control
CHAN, ALPHONSE, IGNATIUSIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002C Control
CHAN, ALPHONSE, IGNATIUSIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002C Control
CHAN, ALPHONSE, IGNATIUSIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002C Control
CHAN, ALPHONSE, IGNATIUSIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002C Control
CHOI, ROBERT, KYUNGWONIMANAGER, MEMBER, MEMBERSHIP CLASS-2C Control
CHOI, ROBERT, KYUNGWONIMANAGER, MEMBER, MEMBERSHIP CLASS-2C Control
PANDES, VINCENT, GRIARTEIMANAGER, MEMBER, MEMBERSHIP CLASS-2C Control
PANDES, VINCENT, GRIARTEIMANAGER, MEMBER, MEMBERSHIP CLASS-2C Control
RICHEY, CHRISTOPHER, KEITHIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999C Control
RICHEY, CHRISTOPHER, KEITHIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999C Control
RICHEY, CHRISTOPHER, KEITHIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999C Control
RICHEY, CHRISTOPHER, KEITHICCOC Control
RICHEY, CHRISTOPHER, KEITHICCOC Control
RICHEY, CHRISTOPHER, KEITHIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999C Control
RICHEY, CHRISTOPHER, KEITHIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999C Control
RICHEY, CHRISTOPHER, KEITHIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999C Control
RICHEY, CHRISTOPHER, KEITHIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999C Control
RICHEY, CHRISTOPHER, KEITHIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999C Control
RICHEY, CHRISTOPHER, KEITHIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999C Control
RICHEY, CHRISTOPHER, KEITHIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999C Control
RICHEY, CHRISTOPHER, KEITHIMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999C Control
WALDICHUK, JOHN, ANTHONYIMANAGER, MEMBER, MEMBERSHIP CLASS2, AS TRUSTEE OF ANTHONY AND CYNTHIA WALDICHUK 2007 TRUSTC Control
WALDICHUK, JOHN, ANTHONYIMANAGER, MEMBER, MEMBERSHIP CLASS2, AS TRUSTEE OF ANTHONY AND CYNTHIA WALDICHUK 2007 TRUSTC Control
WALDICHUK, JOHN, ANTHONYIMANAGER, MEMBER, MEMBERSHIP CLASS2, AS TRUSTEE OF ANTHONY AND CYNTHIA WALDICHUK 2007 TRUSTC Control
WALDICHUK, JOHN, ANTHONYIMANAGING DIRECTORC Control
WALDICHUK, JOHN, ANTHONYIMANAGING DIRECTORC Control
WALDICHUK, JOHN, ANTHONYIMANAGER, MEMBER, MEMBERSHIP CLASS2, AS TRUSTEE OF ANTHONY AND CYNTHIA WALDICHUK 2007 TRUSTC Control
WALDICHUK, JOHN, ANTHONYIMANAGER, MEMBER, MEMBERSHIP CLASS2, AS TRUSTEE OF ANTHONY AND CYNTHIA WALDICHUK 2007 TRUSTC Control
WALDICHUK, JOHN, ANTHONYIMANAGER, MEMBER, MEMBERSHIP CLASS2, AS TRUSTEE OF ANTHONY AND CYNTHIA WALDICHUK 2007 TRUSTC Control
WALDICHUK, JOHN, ANTHONYIMANAGER, MEMBER, MEMBERSHIP CLASS2, AS TRUSTEE OF ANTHONY AND CYNTHIA WALDICHUK 2007 TRUSTC Control

Registrations

Federal

IA
Mar 23, 2018 REGISTERED

Notice Filings (2)

CA TX

Address

4250 EXECUTIVE SQUARE
SUITE 545
LA JOLLA, CA 92037
United States
Phone: 858 657 9040