STEVEN G. BLUM AND ASSOCIATES, LLC
CRD #130807 SEC #801-122860 SWARTHMORE, PA 610-328-7725
SEC Registered
Total AUM
$152.5M
Discretionary
$65.3M
Employees
3
Clients
26
Accounts
368
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLUM, STEVEN, G. | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BLUM, STEVEN, G. | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BLUM, STEVEN, G. | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BLUM, STEVEN, G. | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BLUM, STEVEN, G. | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BLUM, STEVEN, G. | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BLUM, STEVEN, G. | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BONFINI, MARY, QUINN | I | MEMBER | A | |
| BONFINI, MARY, QUINN | I | MEMBER | A | |
| BONFINI, MARY, QUINN | I | MEMBER | A | |
| BONFINI, MARY, QUINN | I | MEMBER | A | |
| BONFINI, MARY, QUINN | I | MEMBER | A | |
| BONFINI, MARY, QUINN | I | MEMBER | A | |
| BONFINI, MARY, QUINN | I | MEMBER | A |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (4)
FL MA NY PA
Address
801 YALE AVENUESWARTHMORE, PA 19081
United States
Phone: 610-328-7725