RIA Intelligence

SHELDON, KIRK ROY

Legal name: CAPITAL FINANCIAL MANAGEMENT

CRD #130841 SEC #801-62915 SAN DIEGO, CA 619-295-4883
SEC Registered
Total AUM
$35M
Discretionary
$602K
Employees
1
Clients
101
Accounts
284

Firm Details

Organization Type
Sole Proprietorship
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 15, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
SHELDON, KIRK, ROYISOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
May 15, 2012 REGISTERED

Notice Filings (2)

CA TX

Address

2221 CAMINO DEL RIO SOUTH
SUITE 303
SAN DIEGO, CA 92108-3718
United States
Phone: 619-295-4883