ALPHA PLANNING AND FINANCIAL SERVICES, INC.
CRD #130842 SEC #801-135159 SOLON, OH 440-519-0300
SEC Registered
Total AUM
$108.9M
Discretionary
$108.9M
Employees
5
Clients
101
Accounts
560
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Simpson, Aaron, Royce | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 15, 2025 REGISTERED
Notice Filings (1)
OH
Address
31005 BAINBRIDGE ROADSUITE 6
SOLON, OH 44139
United States
Phone: 440-519-0300