COMPASS FINANCIAL GROUP, INC.
CRD #130867 SEC #801-130710 DUBLIN, OH 614-791-0093
SEC Registered
Total AUM
$128.4M
Discretionary
$128.4M
Employees
4
Clients
0
Accounts
151
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MENGES, MARK, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MENGES, MARK, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MENGES, MARK, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, GREGORY, R | I | FINANCIAL ADVISOR | B | |
| JOHNSON, GREGORY, R | I | FINANCIAL ADVISOR | B | |
| JOHNSON, GREGORY, R | I | FINANCIAL ADVISOR | B |
Registrations
Federal
IA
Feb 3, 2025 REGISTERED
Notice Filings (1)
OH
Address
6277 RIVERSIDE DRIVESUITE 2N
DUBLIN, OH 43017
United States
Phone: 614-791-0093