MUTUAL SECURITIES INC. OF CALIFORNIA
Legal name: MUTUAL SECURITIES, INC.
CRD #13092 SEC #801-68443 CAMARILLO, CA 805-764-6730
SEC Registered Broker-Dealer Disclosures
Total AUM
$38.6M
Discretionary
$0
Employees
11
Clients
0
Accounts
140
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Apr 25, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMAN, DEVAK | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMAN, DEVAK | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMAN, DEVAK | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMAN, DEVAK | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMAN, DEVAK | I | BROKER/DEALER CHIEF COMPLIANCE OFFICER | NA | |
| COHEN, JULIE LAN | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL / MUNICIPAL PRINCIPAL | NA | |
| COHEN, JULIE LAN | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL / MUNICIPAL PRINCIPAL / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICE | NA | |
| COHEN, JULIE LAN | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL / MUNICIPAL PRINCIPAL / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICE | NA | |
| COHEN, JULIE LAN | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL / MUNICIPAL PRINCIPAL / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICE | NA | |
| COHEN, JULIE LAN | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL / MUNICIPAL PRINCIPAL / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICE | NA | |
| COHEN, JULIE LAN | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL / MUNICIPAL PRINCIPAL / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICE | NA | |
| COHEN, JULIE LAN | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL / MUNICIPAL PRINCIPAL / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICE | NA | |
| COHEN, JULIE LAN | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL / MUNICIPAL PRINCIPAL / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICE | NA | |
| COHEN, JULIE LAN | I | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL / MUNICIPAL PRINCIPAL / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICE | NA | |
| OLIVER, JOHN RICHARD | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| OLIVER, JOHN RICHARD | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| OLIVER, JOHN RICHARD | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| OLIVER, JOHN RICHARD | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| OLIVER, JOHN RICHARD | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| OLIVER, JOHN RICHARD | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| OLIVER, JOHN RICHARD | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| OLIVER, JOHN RICHARD | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| SABOL, RYAN STEPHEN | I | EXECUTIVE VICE PRESIDENT | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXEC OFFICER / CHIEF COMP OFFICER / ROSFP / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXEC OFFICER / ROSFP | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXEC OFFICER / ROSFP | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / FINANCIAL OPERATION PRINCIPAL | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / FINANCIAL OPERATION PRINCIPAL | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / FINANCIAL OPERATION PRINCIPAL | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / FINANCIAL OPERATION PRINCIPAL | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER / RIA CHIEF COMPLIANCE OFFICER / FINANCIAL OPERATION PRINCIPAL | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXEC OFFICER / ROSFP | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXEC OFFICER / ROSFP | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXEC OFFICER / ROSFP | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXEC OFFICER / ROSFP | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXEC OFFICER / ROSFP | D | Control |
| VOSS, MITCHELL CRAIG | I | PRESIDENT / CHIEF EXEC OFFICER / ROSFP | D | Control |
Registrations
Federal
IA
Apr 25, 2012 REGISTERED
Notice Filings (7)
AZ CA MA NY OR TX WA
Address
807-A CAMARILLO SPRINGS ROADCAMARILLO, CA 93012
United States
Phone: 805-764-6730