HARBORVIEW CAPITAL MANAGEMENT, LLC
CRD #130935 SEC #802-77117 PASADENA, CA (626) 405-4012
State Registered Exempt Reporting Private Funds
Total AUM
$6.2M
Discretionary
$6.2M
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, JOHN, WOODROW | I | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
| GAYNER, KATHRYN, LOUISE | I | MEMBER | E | Control |
Registrations
Federal
ERA
Aug 29, 2012 REGISTERED
Notice Filings (1)
CA
Address
140 SOUTH LAKE AVENUESUITE 302
PASADENA, CA 91101
United States
Phone: (626) 405-4012