BRASCAN STRATEGIC ASSET MANAGEMENT LLC
Legal name: BRASCAN STRATEGIC ASSET MANAGEMENT
CRD #130957 SEC #801-62927 NEW YORK, NY 212-707-0800
SEC Registered
Total AUM
$3B
Discretionary
$3B
Employees
10
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BREAKS, ANTHONY, ARMSTRONG | I | DIRECTOR | NA | Control |
| BREAKS, ANTHONY, ARMSTRONG | I | DIRECTOR | NA | Control |
| BREAKS, ANTHONY, ARMSTRONG | I | DIRECTOR | NA | Control |
| BREAKS, ANTHONY, ARMSTRONG | I | DIRECTOR | NA | Control |
| BREAKS, ANTHONY, ARMSTRONG | I | DIRECTOR | NA | Control |
| BREAKS, ANTHONY, ARMSTRONG | I | DIRECTOR | NA | Control |
| BREAKS, ANTHONY, ARMSTRONG | I | DIRECTOR | NA | Control |
| BROWN, GORDON, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, GORDON, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, GORDON, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, GORDON, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, GORDON, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRILL, STEVEN, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRILL, STEVEN, MITCHELL | I | CEO | NA | Control |
| GRILL, STEVEN, MITCHELL | I | CEO | NA | Control |
| GRILL, STEVEN, MITCHELL | I | CEO | NA | Control |
| GRILL, STEVEN, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRILL, STEVEN, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRILL, STEVEN, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HUNTINGTON, BRAD | I | VICE CHAIRMAN | NA | Control |
| MULDOON, JAMES, PETER | I | DIRECTOR | NA | Control |
| MULDOON, JAMES, PETER | I | DIRECTOR | NA | Control |
| MULDOON, JAMES, PETER | I | DIRECTOR | NA | Control |
| MULDOON, JAMES, PETER | I | DIRECTOR | NA | Control |
| MULDOON, JAMES, PETER | I | DIRECTOR | NA | Control |
| MULDOON, JAMES, PETER | I | DIRECTOR | NA | Control |
| MULDOON, JAMES, PETER | I | DIRECTOR | NA | Control |
| NORRIS, PETER | I | CFO/CCO | NA | Control |
| ROBERTSON, BRUCE, KEITH | I | CHAIRMAN | NA | Control |
| ROBERTSON, BRUCE, KEITH | I | CHAIRMAN | NA | Control |
| ROBERTSON, BRUCE, KEITH | I | CHAIRMAN | NA | Control |
| ROBERTSON, BRUCE, KEITH | I | CHAIRMAN | NA | Control |
| ROBERTSON, BRUCE, KEITH | I | CHAIRMAN | NA | Control |
| ROBERTSON, BRUCE, KEITH | I | CHAIRMAN | NA | Control |
| ROBERTSON, BRUCE, KEITH | I | CHAIRMAN | NA | Control |
| SEKSE, PER | I | COO | NA | Control |
| SEKSE, PER | I | COO & CCO | NA | Control |
| SEKSE, PER | I | COO & CCO | NA | Control |
| SEKSE, PER, ARILD | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| SEKSE, PER, ARILD | I | CHIEF OPERATING OFFICER & COMPLIANCE OFFICER | NA | Control |
| SEKSE, PER, ARILD | I | CHIEF OPERATING OFFICER & COMPLIANCE OFFICER | NA | Control |
| SEKSE, PER, ARILD | I | CHIEF OPERATING OFFICER & COMPLIANCE OFFICER | NA | Control |
| STUART, ROB | I | CLO | NA | Control |
| BSAM HOLDINGS INC. | DE | OWNER | E | Control |
| BSAM HOLDINGS INC. | DE | OWNER | E | Control |
| BSAM HOLDINGS INC. | DE | OWNER | E | Control |
| BSAM HOLDINGS INC. | DE | OWNER | E | Control |
| BSAM HOLDINGS INC. | DE | OWNER | E | Control |
| BSAM HOLDINGS INC. | DE | OWNER | E | Control |
| BSAM HOLDINGS INC. | DE | OWNER | E | Control |
| IMAGINE REINSURANCE HOLDINGS CORPORATION | DE | OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| 4276141 CANADA LIMITED | FE | BRASCAN FINANCIAL (U.S.) CORPORATION | E | Control |
| 4276141 CANADA LIMITED | FE | BRASCAN FINANCIAL (U.S.) CORPORATION | E | Control |
| BRASCAN CORPORATION | FE | 4276141 CANADA LIMITED | E | Control |
| BRASCAN CORPORATION | FE | BRASCAN FINANCIAL CORPORATION | E | Control |
| BRASCAN CORPORATION | FE | BRASCAN FINANCIAL CORPORATION | E | Control |
| BRASCAN CORPORATION | FE | BRASCAN FINANCIAL CORPORATION | E | Control |
| BRASCAN CORPORATION | FE | BRASCAN FINANCIAL CORPORATION | E | Control |
| BRASCAN CORPORATION | FE | BRASCAN FINANCIAL CORPORATION | E | Control |
| BRASCAN CORPORATION | FE | 4276141 CANADA LIMITED | E | Control |
| BRASCAN FINANCIAL (U.S.) CORPORATION | DE | BSAM HOLDINGS INC. | E | Control |
| BRASCAN FINANCIAL (U.S.) CORPORATION | DE | BSAM HOLDINGS INC. | E | Control |
| BRASCAN FINANCIAL (U.S.) CORPORATION | DE | BSAM HOLDINGS INC. | E | Control |
| BRASCAN FINANCIAL (U.S.) CORPORATION | DE | BSAM HOLDINGS INC. | E | Control |
| BRASCAN FINANCIAL (U.S.) CORPORATION | DE | BSAM HOLDINGS INC. | E | Control |
| BRASCAN FINANCIAL (U.S.) CORPORATION | DE | BSAM HOLDINGS INC. | E | Control |
| BRASCAN FINANCIAL (U.S.) CORPORATION | DE | BSAM HOLDINGS INC. | E | Control |
| BRASCAN FINANCIAL CORPORATION | FE | TRILON BANCORP, INC. | E | Control |
| BRASCAN FINANCIAL CORPORATION | FE | TRILON BANCORP, INC. | E | Control |
| BRASCAN FINANCIAL CORPORATION | FE | TRILON BANCORP, INC. | E | Control |
| BRASCAN FINANCIAL CORPORATION | FE | TRILON BANCORP, INC. | E | Control |
| BRASCAN FINANCIAL CORPORATION | FE | TRILON BANCORP, INC. | E | Control |
| IMAGINE GROUP HOLDINGS LIMITED | FE | IMAGINE INSURANCE COMPANY LIMITED | E | Control |
| IMAGINE INSURANCE COMPANY LIMITED | FE | IMAGINE REINSURANCE HOLDINGS CORPORATION | E | Control |
| TRILON BANCORP, INC. | FE | BRASCAN FINANCIAL (U.S.) CORPORATION | E | Control |
| TRILON BANCORP, INC. | FE | TRILON SECURITIES CORP. | E | Control |
| TRILON BANCORP, INC. | FE | BRASCAN FINANCIAL (U.S.) CORPORATION | E | Control |
| TRILON BANCORP, INC. | FE | BRASCAN FINANCIAL (U.S.) CORPORATION | E | Control |
| TRILON BANCORP, INC. | FE | BRASCAN FINANCIAL (U.S.) CORPORATION | E | Control |
| TRILON BANCORP, INC. | FE | BRASCAN FINANCIAL (U.S.) CORPORATION | E | Control |
| TRILON INTERNATIONAL, INC. | FE | IMAGINE GROUP HOLDINGS LIMITED | E | Control |
| TRILON SECURITIES CORP | FE | TRILON INTERNATIONAL INC. | E | Control |
Registrations
Federal
IA
Feb 8, 2005 REGISTERED
Address
ONE LIBERTY PLAZASIXTH FLOOR
NEW YORK, NY 10006
USA
Phone: 212-707-0800