RIA Intelligence

DUNLAP EQUITY MANAGEMENT, LLC.

CRD #130996 SEC #801-65244 SAN FRANCISCO, CA 415-568-9600
SEC Registered Private Funds
Total AUM
$44.2M
Discretionary
$44.2M
Employees
1
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DUNLAP, CARTER, WESLEYIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
DUNLAP, CARTER, WESLEYIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
DUNLAP, CARTER, WESLEYIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
DUNLAP, CARTER, WESLEYIMANAGING MEMBERD Control
DUNLAP, CARTER, WESLEYIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
DUNLAP, CARTER, WESLEYIMANAGING MEMBERD Control
DUNLAP, CARTER, WESLEYIMANAGING MEMBERD Control
DUNLAP, CARTER, WESLEYIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
DUNLAP, CARTER, WESLEYIMANAGING MEMBERD Control
DUNLAP, CARTER, WESLEYIMANAGERD Control
SPILLER, DAVID, ARNOLDIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERC Control
SPILLER, DAVID, ARNOLDIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERC Control
SPILLER, DAVID, ARNOLDIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERC Control
SPILLER, DAVID, ARNOLDIMANAGING MEMBERC Control
SPILLER, DAVID, ARNOLDIMANAGER & CHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (1)

CA

Address

199 FREMONT STREET
SUITE 1110
SAN FRANCISCO, CA 94105-6641
United States
Phone: 415-568-9600