DIVERSIFIED PORTFOLIO MANAGEMENT, LLC
Legal name: HERITAGE FINANCIAL SOLUTIONS, LLC
CRD #131008 SEC #801-121552 DODGE CITY, KS 620-471-2020
SEC Registered
Total AUM
$84.2M
Discretionary
$84.2M
Employees
2
Clients
0
Accounts
393
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 18, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOK, LARRY, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOK, LARRY, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOK, LARRY, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOK, LARRY, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOK, LARRY, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOK, LARRY, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOK, LARRY, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOK, LARRY, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLIS, AMBER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| PROFESSIONAL WEALTH ADVISORS, LLC | DE | MEMBER | D | Control |
| PROFESSIONAL WEALTH ADVISORS, LLC | DE | MEMBER | D | Control |
| PROFESSIONAL WEALTH ADVISORS, LLC | DE | MEMBER | D | Control |
| PROFESSIONAL WEALTH ADVISORS, LLC | DE | MEMBER | D | Control |
| BANNING, CAROLYN, ROSE | I | MEMBER | C | Control |
| BANNING, CAROLYN, ROSE | I | MEMBER | C | Control |
| BANNING, CAROLYN, ROSE | I | MEMBER | C | Control |
| BANNING, CAROLYN, ROSE | I | MEMBER | C | Control |
| BANNING, CAROLYN, ROSE | I | MEMBER | C | Control |
| BANNING, CAROLYN, ROSE | I | MEMBER | C | Control |
| BANNING, CAROLYN, ROSE | I | MEMBER | C | Control |
| BANNING, CAROLYN, ROSE | I | MEMBER | C | Control |
| COOK, LARRY, CURTIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| COOK, LARRY, CURTIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| COOK, LARRY, CURTIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| COOK, LARRY, CURTIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| DIMENSIONAL ADVISORS, LLC | DE | MEMBER | C | Control |
| DIMENSIONAL ADVISORS, LLC | DE | MEMBER | C | Control |
| DIMENSIONAL ADVISORS, LLC | DE | MEMBER | C | Control |
| DIMENSIONAL ADVISORS, LLC | DE | MEMBER | C | Control |
| DIMENSIONAL ADVISORS, LLC | DE | MEMBER | C | Control |
| DIMENSIONAL ADVISORS, LLC | DE | MEMBER | C | Control |
| DIMENSIONAL ADVISORS, LLC | DE | MEMBER | C | Control |
| DIMENSIONAL ADVISORS, LLC | DE | MEMBER | C | Control |
| SMOLL, ELWOOD, KENT | I | MEMBER | C | Control |
| SMOLL, ELWOOD, KENT | I | MEMBER | C | Control |
| SMOLL, ELWOOD, KENT | I | MEMBER | C | Control |
| SMOLL, ELWOOD, KENT | I | MEMBER | C | Control |
| SMOLL, ELWOOD, KENT | I | MEMBER | C | Control |
| SMOLL, ELWOOD, KENT | I | MEMBER | C | Control |
| SMOLL, ELWOOD, KENT | I | MEMBER | C | Control |
| SMOLL, ELWOOD, KENT | I | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| WALLIS, AMBER, LEE | I | WILLIAM HAYDEN WEALTH MANAGEMENT, LLC | E | Control |
| BANNING, CAROLYN, ROSE | I | PROFESSIONAL WEALTH ADVISORS, LLC | D | Control |
| BANNING, CAROLYN, ROSE | I | PROFESSIONAL WEALTH ADVISORS, LLC | D | Control |
| BANNING, CAROLYN, ROSE | I | PROFESSIONAL WEALTH ADVISORS, LLC | D | Control |
| BANNING, CAROLYN, ROSE | I | PROFESSIONAL WEALTH ADVISORS, LLC | D | Control |
| SMOLL, ELWOOD, KENT | I | PORFESSIONAL WEALTH ADVISORS, LLC | D | Control |
| SMOLL, ELWOOD, KENT | I | PORFESSIONAL WEALTH ADVISORS, LLC | D | Control |
| SMOLL, ELWOOD, KENT | I | PORFESSIONAL WEALTH ADVISORS, LLC | D | Control |
| SMOLL, ELWOOD, KENT | I | PORFESSIONAL WEALTH ADVISORS, LLC | D | Control |
| COOK, LARRY, CURTIS | I | DIMENSIONAL ADVISORS, LLC | C | Control |
| COOK, LARRY, CURTIS | I | DIMENSIONAL ADVISORS, LLC | C | Control |
| COOK, LARRY, CURTIS | I | DIMENSIONAL ADVISORS, LLC | C | Control |
| COOK, LARRY, CURTIS | I | DIMENSIONAL ADVISORS, LLC | C | Control |
Registrations
Federal
IA
Sep 18, 2023 REGISTERED
Notice Filings (5)
CO KS LA NE TX
Address
707 3RD AVENUESUITE B
DODGE CITY, KS 67801
United States
Phone: 620-471-2020