TRIEQUA CAPITAL CORP
CRD #13101 SEC #801-55117 IRVINE, CA 949-975-1990
SEC Registered Broker-Dealer
Total AUM
$67.6M
Discretionary
$0
Employees
5
Clients
0
Accounts
358
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Apr 8, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALDWELL, WILLIAM JAY | I | PRESIDENT | E | Control |
| CALDWELL, WILLIAM JAY | I | PRESIDENT | E | Control |
| CALDWELL, WILLIAM JAY | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Apr 8, 2002 REGISTERED
Notice Filings (1)
CA
Address
2699 WHITE RDSUITE 251
IRVINE, CA 92614
USA
Phone: 949-975-1990