KLD INVESTMENT MANAGEMENT, LLC
CRD #131057 SEC #801-63167 ROSEBURG, OR 541-672-3469
SEC Registered
Total AUM
$78.3M
Discretionary
$78.3M
Employees
5
Clients
10
Accounts
543
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRIEL, KIMBERLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOUGHTON, KERWIN, LUTHER | I | OWNER/MEMBER | E | Control |
| DOUGHTON, KERWIN, LUTHER | I | OWNER | E | Control |
| DOUGHTON, KERWIN, LUTHER | I | OWNER | E | Control |
| DOUGHTON, KERWIN, LUTHER | I | OWNER | E | Control |
| DOUGHTON, KERWIN, LUTHER | I | OWNER | E | Control |
| DOUGHTON, KERWIN, LUTHER | I | OWNER | E | Control |
| DOUGHTON, KERWIN, LUTHER | I | MEMBER | E | Control |
Registrations
Federal
IA
Mar 28, 2007 REGISTERED
Notice Filings (3)
CA OR WA
Address
738 SE KANEROSEBURG, OR 97470
USA
Phone: 541-672-3469