DOBSON, CHARLES CASE
Legal name: DOBSON ASSET MANAGEMENT, INC.
CRD #131077 SEC #801-63130 PORTLAND, OR 503-417-3481
SEC Registered
Total AUM
$118.5M
Discretionary
$58.2M
Employees
3
Clients
26
Accounts
349
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
| DOBSON, CHARLES, CASE | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 20, 2013 REGISTERED
Notice Filings (1)
OR
Address
1306 N.W. HOYT ST., SUITE 408PORTLAND, OR 97209
United States
Phone: 503-417-3481