RIA Intelligence

CARRUTHERS, BRIAN, ROGER

Legal name: BRIAN CARRUTHERS & ASSOCIATES

CRD #131140 SEC #801-63031 LAGUNA BEACH, CA 949-464-1900
SEC Registered
Total AUM
$65.6M
Discretionary
$65.6M
Employees
1
Clients
--
Accounts
120

Firm Details

Organization Type
Sole Proprietorship
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 23, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETORE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETORE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETORE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETORE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control
CARRUTHERS, BRIAN, ROGERISOLE PROPRIETOR/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Jan 23, 2012 REGISTERED

Notice Filings (1)

CA

Address

301 FOREST AVENUE
LAGUNA BEACH, CA 92651
United States
Phone: 949-464-1900