SMI MANAGEMENT & RESEARCH LLC
CRD #131162 SEC #801-71401 DAMARISCOTTA, ME 207-380-5375
SEC Registered
Total AUM
$40M
Discretionary
$38M
Employees
1
Clients
101
Accounts
127
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2012 | $40M | $38M | $2M | 1 | 101 |
| May 2011 | $38M | $37M | $1M | 5 | -- |
| Mar 2011 | $38M | $37M | $1M | 5 | -- |
| Oct 2010 | $34.3M | $34.3M | $0 | 5 | -- |
| May 2010 | $34.3M | $34.3M | $0 | 5 | -- |
DateApr 2012
Total AUM$40M
Discretionary$38M
Non-Disc.$2M
Employees1
Clients101
DateMay 2011
Total AUM$38M
Discretionary$37M
Non-Disc.$1M
Employees5
Clients--
DateMar 2011
Total AUM$38M
Discretionary$37M
Non-Disc.$1M
Employees5
Clients--
DateOct 2010
Total AUM$34.3M
Discretionary$34.3M
Non-Disc.$0
Employees5
Clients--
DateMay 2010
Total AUM$34.3M
Discretionary$34.3M
Non-Disc.$0
Employees5
Clients--