RIA Intelligence

WINDERMERE INVESTMENT ASSOCIATES, LLC

CRD #131224 SEC #801-63111 PORTLAND, OR 503-228-3941
SEC Registered
Total AUM
$126.2M
Discretionary
$126.2M
Employees
--
Clients
0
Accounts
8

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 31, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ELLIOTT, DAVID, BRUCEICHIEF COMPLIANCE OFFICERNA Control
ELLIOTT, DAVID, BRUCEICHIEF COMPLIANCE OFFICERNA Control
JACOB, NANCY, LOUISEIPRESIDENTNA Control
JACOB, NANCY, LOUISEIPRESIDENTNA Control
JACOB, NANCY, LOUISEIPRESIDENTNA Control
JACOB, NANCY, LOUISEIPRESIDENTNA Control
JACOB, NANCY, LOUISEIPRESIDENTNA Control
JACOB, NANCY, LOUISEIPRESIDENTNA Control
LOCKSHIN, STEVEN, DAVIDICHIEF EXECUTIVE OFFICERNA Control
LOCKSHIN, STEVEN, DAVIDICHIEF EXECUTIVE OFFICERNA Control
YORK, LAURA, JEANICHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICERNA
YORK, LAURA, JEANICHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICERNA
YORK, LAURA, JEANICHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICERNA
YORK, LAURA, JEANICHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICERNA
YORK, LAURA, JEANICHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICERNA
YORK, LAURA, JEANICHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICERNA
LYDIAN WEALTH MANAGEMENT COMPANY, LLCDESHAREHOLDERE Control
LYDIAN WEALTH MANAGEMENT COMPANY, LLCDESHAREHOLDERE Control
LYDIAN WEALTH MANAGEMENT COMPANY, LLCDESHAREHOLDERE Control
LYDIAN WEALTH MANAGEMENT COMPANY, LLCDESHAREHOLDERE Control
LYDIAN WEALTH MANAGEMENT COMPANY, LLCDESHAREHOLDERE Control
LYDIAN WEALTH MANAGEMENT COMPANY, LLCDESHAREHOLDERE Control
LYDIAN WEALTH MANAGEMENT, LLCDESHAREHOLDERE Control
LYDIAN WEALTH MANAGEMENT, LLCDESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
LYDIAN TRUST COMPANYDELYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYE Control
LYDIAN TRUST COMPANYDELYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYE Control
LYDIAN TRUST COMPANYDELYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYE Control
LYDIAN TRUST COMPANYDELYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYE Control
LYDIAN TRUST COMPANYDELYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYE Control
LYDIAN TRUST COMPANYDELYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYE Control
LYDIAN TRUST COMPANYDELYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYE Control
LYDIAN TRUST COMPANYDELYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYE Control
LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYDELYDIAN WEALTH MANAGEMENT COMPANY, LLCE Control
LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYDELYDIAN WEALTH MANAGEMENT COMPANY, LLCE Control
LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYDELYDIAN WEALTH MANAGEMENT COMPANY, LLCE Control
LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYDELYDIAN WEALTH MANAGEMENT, LLCE Control
LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYDELYDIAN WEALTH MANAGEMENT COMPANY, LLCE Control
LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYDELYDIAN WEALTH MANAGEMENT COMPANY, LLCE Control
LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYDELYDIAN WEALTH MANAGEMENT COMPANY, LLCE Control
LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANYDELYDIAN WEALTH MANAGEMENT COMPANY, LLCE Control

Registrations

Federal

IA
Jan 31, 2007 REGISTERED

Notice Filings (1)

OR

Address

121 S W MORRISON
SUITE 925
PORTLAND, OR 97204
USA
Phone: 503-228-3941