RIA Intelligence

PRINCE FINANCIAL ADVISORY LLC

CRD #131234 SEC #801-79626 NEW YORK, NY 212-286-1372
SEC Registered
Total AUM
$56.2M
Discretionary
$56.2M
Employees
1
Clients
0
Accounts
116

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 9, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control
PRINCE, LAUREN, PHYLLISIOWNER/CCOE Control

Registrations

Federal

IA
Oct 9, 2025 REGISTERED

Notice Filings (5)

FL NE NJ NY TX

Address

251 E 32ND STREET
STE 6E
NEW YORK, NY 10016
United States
Phone: 212-286-1372