GRIDLEY ASSOCIATES INC.
Legal name: GRIDLEY ASSOCIATES INC
CRD #131258 SEC #801-67933 SAN FRANCISCO, CA 415-397-1100
SEC Registered
Total AUM
$46.5M
Discretionary
$46.5M
Employees
1
Clients
26
Accounts
38
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 10, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRIDLEY, JENNIFER, ISELIN | I | VICE PRESIDENT | D | Control |
| GRIDLEY, JENNIFER, ISELIN | I | VICE PRESIDENT | D | Control |
| GRIDLEY, JENNIFER, ISELIN | I | VICE PRESIDENT | D | Control |
| GRIDLEY, JENNIFER, ISELIN | I | VICE PRESIDENT | D | Control |
| GRIDLEY, JENNIFER, ISELIN | I | VICE PRESIDENT | D | Control |
| GRIDLEY, JENNIFER, ISELIN | I | VICE PRESIDENT | D | Control |
| GRIDLEY, JENNIFER, ISELIN | I | VICE PRESIDENT | D | Control |
| GRIDLEY, LEWIS, RANSOM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| GRIDLEY, LEWIS, RANSOM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| GRIDLEY, LEWIS, RANSOM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| GRIDLEY, LEWIS, RANSOM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| GRIDLEY, LEWIS, RANSOM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| GRIDLEY, LEWIS, RANSOM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| GRIDLEY, LEWIS, RANSOM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
May 10, 2012 REGISTERED
Notice Filings (1)
CA
Address
580 CALIFORNIA STREETSUITE 1600
SAN FRANCISCO, CA 94104
United States
Phone: 415-397-1100