WIND RIVER CAPITAL MANAGEMENT, INC
Legal name: WIND RIVER
CRD #131323 SEC #801-64605 ELLSWORTH, ME 207-667-4928
SEC Registered
Total AUM
$46.4M
Discretionary
$45.8M
Employees
1
Clients
0
Accounts
247
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maine
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOTTEN, JOHN, BENJAMIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| CLARK, WILLIAM, STANDISH | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| WOOTTEN, JOHN, BENJAMIN | I | VICE PRESIDENT | D | Control |
Registrations
Federal
IA
May 15, 2012 REGISTERED
Notice Filings (2)
ME NH
Address
5 SCHOOL STREET, SUITE 3ELLSWORTH, ME 04605
United States
Phone: 207-667-4928