PERITUS I ASSET MANAGEMENT, LLC
Legal name: PERITUS ASSET MANAGEMENT, LLC
CRD #131327 SEC #801-63044 SANTA BARBARA, CA 805-882-1100
SEC Registered
Total AUM
$147.2M
Discretionary
$147.2M
Employees
6
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 17, 2018
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| PRATT, JASON, LYLE | I | MANAGING DIRECTOR | NA | |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| GRAMATOVICH, TIMOTHY, JOHN | I | CHIEF INVESTMENT OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| HELLER, RONALD, JEFFERY | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | B | |
| RIFKIN, FRED | I | MANAGING DIRECTOR | B | |
| RIFKIN, FRED | I | MANAGING DIRECTOR | B | |
| RIFKIN, FRED | I | MANAGING DIRECTOR | B | |
| RIFKIN, FRED | I | MANAGING DIRECTOR | B | |
| RIFKIN, FRED | I | MANAGING DIRECTOR | B | |
| RIFKIN, FRED | I | MANAGING DIRECTOR | B | |
| RIFKIN, FRED | I | MANAGING DIRECTOR | B | |
| ROBIE, EDGAR, A. | I | MANAGING DIRECTOR | B | |
| ROBIE, EDGAR, A. | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | B | |
| RUPP, HEATHER | I | DIRECTOR | B | |
| RUPP, HEATHER | I | DIRECTOR | B | |
| RUPP, HEATHER | I | DIRECTOR | B | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | |
| DESMOND, DAVID, JOHNSTON | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | |
| PRATT, JASON, LYLE | I | MANAGING DIRECTOR | A | |
| RIFKIN, FRED | I | SILENT PARTNER | A | |
| RIFKIN, FRED | I | SILENT PARTNER | A | |
| RIFKIN, FRED | I | SILENT PARTNER | A | |
| RIFKIN, FRED | I | SILENT PARTNER | A | |
| RIFKIN, FRED | I | SILENT PARTNER | A | |
| RIFKIN, FRED | I | SILENT PARTNER | A | |
| RIFKIN, FRED | I | SILENT PARTNER | A | |
| RIFKIN, FRED | I | SILENT PARTNER | A | |
| RIFKIN, FRED | I | SILENT PARTNER | A | |
| RIFKIN, FRED | I | SILENT PARTNER | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A | |
| RUPP, HEATHER | I | DIRECTOR | A |
Registrations
Federal
IA
Jul 17, 2018 REGISTERED
Notice Filings (1)
CA
Address
1216 STATE STREET4TH FLOOR
SANTA BARBARA, CA 93101
United States
Phone: 805-882-1100