PHILLIPS FINANCIAL MANAGEMENT, LLC
Legal name: PHILLIPS FINANCIAL
CRD #131344 SEC #801-63343 FORT WAYNE, IN 260-420-7732
SEC Registered
Total AUM
$2.2B
Discretionary
$1.9B
Employees
31
Clients
101
Accounts
3,084
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2025 | $2.2B | $1.9B | $324.2M | 31 | 90 |
| Apr 2025 | $2.2B | $1.9B | $324.2M | 31 | 90 |
| Mar 2025 | $2.2B | $1.9B | $324.2M | 31 | 90 |
| Mar 2024 | $2.1B | $1.7B | $335.4M | 32 | 96 |
| Sep 2023 | $1.7B | $1.7B | $6.3M | 31 | 88 |
| Mar 2023 | $1.7B | $1.7B | $6.3M | 31 | 88 |
| Oct 2022 | $1.5B | $1.3B | $191.9M | 30 | 197 |
| Aug 2022 | $1.5B | $1.3B | $191.9M | 30 | 197 |
| Apr 2022 | $1.5B | $1.3B | $191.9M | 30 | 197 |
| Mar 2022 | $1.5B | $1.3B | $191.9M | 30 | 197 |
| Jan 2022 | $1.1B | $954.3M | $152M | 27 | 127 |
| Jul 2021 | $1.1B | $954.3M | $152M | 27 | 127 |
| Mar 2021 | $1.1B | $954.3M | $152M | 27 | 127 |
| Jun 2020 | $1B | $837.1M | $170.1M | 26 | 223 |
| Jun 2020 | $1B | $837.1M | $170.1M | 26 | 223 |
| Apr 2020 | $1B | $837.1M | $170.1M | 26 | 223 |
| Mar 2020 | $1B | $837.1M | $170.1M | 26 | 223 |
| Jun 2019 | $915.6M | $743.4M | $172.2M | 21 | 14 |
| Mar 2019 | $915.6M | $743.4M | $172.2M | 21 | 14 |
| Sep 2018 | $898.9M | $680M | $218.9M | 21 | 17 |
| Sep 2018 | $898.9M | $680M | $218.9M | 21 | 17 |
| Jun 2018 | $898.9M | $680M | $218.9M | 21 | 17 |
| Mar 2018 | $898.9M | $680M | $218.9M | 21 | 17 |
| Jul 2017 | $908.6M | $887.6M | $20.9M | 17 | 600 |
| May 2017 | $908.6M | $887.6M | $20.9M | 17 | 600 |
| Mar 2017 | $908.6M | $887.6M | $20.9M | 17 | 600 |
| Mar 2017 | $908.6M | $887.6M | $20.9M | 17 | 600 |
| Jul 2016 | $798.8M | $782.5M | $16.3M | 12 | 600 |
| Jul 2016 | $798.8M | $782.5M | $16.3M | 12 | 600 |
| Apr 2016 | $798.8M | $782.5M | $16.3M | 12 | 600 |
| Mar 2016 | $798.8M | $782.5M | $16.3M | 12 | 600 |
| Mar 2016 | $764M | $764M | $0 | 17 | 600 |
| Mar 2015 | $764M | $764M | $0 | 17 | 600 |
| Feb 2015 | $720M | $720M | $0 | 17 | 600 |
| Feb 2015 | $720M | $720M | $0 | 17 | 600 |
| Nov 2014 | $710.6M | $710.6M | $0 | 15 | 600 |
| Mar 2014 | $710.6M | $710.6M | $0 | 15 | 600 |
| Sep 2013 | $614.3M | $614.3M | $0 | 15 | 500 |
| Mar 2013 | $614.3M | $614.3M | $0 | 15 | 500 |
| Jan 2013 | $537.3M | $537.3M | $0 | 11 | 500 |
| Dec 2012 | $537.3M | $537.3M | $0 | 11 | 500 |
| Mar 2012 | $537.3M | $537.3M | $0 | 11 | 500 |
| Dec 2011 | $450.5M | $450.5M | $0 | 11 | 251 |
| Apr 2011 | $450.5M | $450.5M | $0 | -- | -- |
| Mar 2011 | $450.5M | $450.5M | $0 | -- | -- |
| Mar 2010 | $396.2M | $396.2M | $0 | -- | -- |
| Feb 2009 | $305.5M | $305.5M | $0 | -- | -- |
| Nov 2007 | $270.6M | $270.6M | $0 | -- | -- |
| Mar 2007 | $270.6M | $270.6M | $0 | -- | -- |
| Jan 2007 | $270.6M | $270.6M | $0 | -- | -- |
| Mar 2006 | $197.5M | $192.5M | $5.1M | -- | -- |
| Sep 2005 | $142.8M | $140.4M | $2.5M | -- | -- |
| Aug 2004 | $0 | $0 | $0 | -- | -- |
| Jul 2004 | $0 | $0 | $0 | 5 | -- |
DateMay 2025
Total AUM$2.2B
Discretionary$1.9B
Non-Disc.$324.2M
Employees31
Clients90
DateApr 2025
Total AUM$2.2B
Discretionary$1.9B
Non-Disc.$324.2M
Employees31
Clients90
DateMar 2025
Total AUM$2.2B
Discretionary$1.9B
Non-Disc.$324.2M
Employees31
Clients90
DateMar 2024
Total AUM$2.1B
Discretionary$1.7B
Non-Disc.$335.4M
Employees32
Clients96
DateSep 2023
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$6.3M
Employees31
Clients88
DateMar 2023
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$6.3M
Employees31
Clients88
DateOct 2022
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$191.9M
Employees30
Clients197
DateAug 2022
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$191.9M
Employees30
Clients197
DateApr 2022
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$191.9M
Employees30
Clients197
DateMar 2022
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$191.9M
Employees30
Clients197
DateJan 2022
Total AUM$1.1B
Discretionary$954.3M
Non-Disc.$152M
Employees27
Clients127
DateJul 2021
Total AUM$1.1B
Discretionary$954.3M
Non-Disc.$152M
Employees27
Clients127
DateMar 2021
Total AUM$1.1B
Discretionary$954.3M
Non-Disc.$152M
Employees27
Clients127
DateJun 2020
Total AUM$1B
Discretionary$837.1M
Non-Disc.$170.1M
Employees26
Clients223
DateJun 2020
Total AUM$1B
Discretionary$837.1M
Non-Disc.$170.1M
Employees26
Clients223
DateApr 2020
Total AUM$1B
Discretionary$837.1M
Non-Disc.$170.1M
Employees26
Clients223
DateMar 2020
Total AUM$1B
Discretionary$837.1M
Non-Disc.$170.1M
Employees26
Clients223
DateJun 2019
Total AUM$915.6M
Discretionary$743.4M
Non-Disc.$172.2M
Employees21
Clients14
DateMar 2019
Total AUM$915.6M
Discretionary$743.4M
Non-Disc.$172.2M
Employees21
Clients14
DateSep 2018
Total AUM$898.9M
Discretionary$680M
Non-Disc.$218.9M
Employees21
Clients17
DateSep 2018
Total AUM$898.9M
Discretionary$680M
Non-Disc.$218.9M
Employees21
Clients17
DateJun 2018
Total AUM$898.9M
Discretionary$680M
Non-Disc.$218.9M
Employees21
Clients17
DateMar 2018
Total AUM$898.9M
Discretionary$680M
Non-Disc.$218.9M
Employees21
Clients17
DateJul 2017
Total AUM$908.6M
Discretionary$887.6M
Non-Disc.$20.9M
Employees17
Clients600
DateMay 2017
Total AUM$908.6M
Discretionary$887.6M
Non-Disc.$20.9M
Employees17
Clients600
DateMar 2017
Total AUM$908.6M
Discretionary$887.6M
Non-Disc.$20.9M
Employees17
Clients600
DateMar 2017
Total AUM$908.6M
Discretionary$887.6M
Non-Disc.$20.9M
Employees17
Clients600
DateJul 2016
Total AUM$798.8M
Discretionary$782.5M
Non-Disc.$16.3M
Employees12
Clients600
DateJul 2016
Total AUM$798.8M
Discretionary$782.5M
Non-Disc.$16.3M
Employees12
Clients600
DateApr 2016
Total AUM$798.8M
Discretionary$782.5M
Non-Disc.$16.3M
Employees12
Clients600
DateMar 2016
Total AUM$798.8M
Discretionary$782.5M
Non-Disc.$16.3M
Employees12
Clients600
DateMar 2016
Total AUM$764M
Discretionary$764M
Non-Disc.$0
Employees17
Clients600
DateMar 2015
Total AUM$764M
Discretionary$764M
Non-Disc.$0
Employees17
Clients600
DateFeb 2015
Total AUM$720M
Discretionary$720M
Non-Disc.$0
Employees17
Clients600
DateFeb 2015
Total AUM$720M
Discretionary$720M
Non-Disc.$0
Employees17
Clients600
DateNov 2014
Total AUM$710.6M
Discretionary$710.6M
Non-Disc.$0
Employees15
Clients600
DateMar 2014
Total AUM$710.6M
Discretionary$710.6M
Non-Disc.$0
Employees15
Clients600
DateSep 2013
Total AUM$614.3M
Discretionary$614.3M
Non-Disc.$0
Employees15
Clients500
DateMar 2013
Total AUM$614.3M
Discretionary$614.3M
Non-Disc.$0
Employees15
Clients500
DateJan 2013
Total AUM$537.3M
Discretionary$537.3M
Non-Disc.$0
Employees11
Clients500
DateDec 2012
Total AUM$537.3M
Discretionary$537.3M
Non-Disc.$0
Employees11
Clients500
DateMar 2012
Total AUM$537.3M
Discretionary$537.3M
Non-Disc.$0
Employees11
Clients500
DateDec 2011
Total AUM$450.5M
Discretionary$450.5M
Non-Disc.$0
Employees11
Clients251
DateApr 2011
Total AUM$450.5M
Discretionary$450.5M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$450.5M
Discretionary$450.5M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$396.2M
Discretionary$396.2M
Non-Disc.$0
Employees--
Clients--
DateFeb 2009
Total AUM$305.5M
Discretionary$305.5M
Non-Disc.$0
Employees--
Clients--
DateNov 2007
Total AUM$270.6M
Discretionary$270.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$270.6M
Discretionary$270.6M
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$270.6M
Discretionary$270.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$197.5M
Discretionary$192.5M
Non-Disc.$5.1M
Employees--
Clients--
DateSep 2005
Total AUM$142.8M
Discretionary$140.4M
Non-Disc.$2.5M
Employees--
Clients--
DateAug 2004
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--
DateJul 2004
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--