RIA Intelligence

SOUTHERN TRUST FINANCIAL PLANNING, INC.

Legal name: SOUTHERN TRUST FINANCIAL PLANNING

CRD #131377 SEC #801-70791 SARASOTA, FL 941-308-0041
SEC Registered
Total AUM
$188.6M
Discretionary
$188.6M
Employees
7
Clients
1
Accounts
693

Firm Details

Organization Type
Corporation
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2021
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WOLFF, MARC, STEVENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Mar 31, 2021 REGISTERED

Notice Filings (12)

CA FL GA IL MA MD MI NC NH NJ NY TX

Address

1943 MORRILL STREET
SUITE 1
SARASOTA, FL 34236
United States
Phone: 941-308-0041