CORTINA ASSET MANAGEMENT, LLC

CRD #131394 SEC #801-63066 MILWAUKEE, WI 414-225-7399

SEC Registered

Total AUM

$2.3B

Discretionary

$2.3B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Wisconsin
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 4, 2019
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
CR FINANCIAL HOLDINGS, INC.	DE	MEMBER	C	Control
FROHNA, JOSEPH, ANTHONY	I	CHIEF EXECUTIVE OFFICER	C	Control
FROHNA, JOSEPH, ANTHONY	I	CHIEF EXECUTIVE OFFICER	C	Control
FROHNA, JOSEPH, ANTHONY	I	CHIEF EXECUTIVE OFFICER	C	Control
FROHNA, JOSEPH, ANTHONY	I	CHIEF EXECUTIVE OFFICER	C	Control
FROHNA, JOSEPH, ANTHONY	I	CHIEF EXECUTIVE OFFICER	C	Control
FROHNA, JOSEPH, ANTHONY	I	CHIEF EXECUTIVE OFFICER	C	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	C	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	C	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	C	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	C	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	C	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	C	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	C	Control
ROTH CAPITAL PARTNERS, LLC	DE	MEMBER	C	Control
ROTH CAPITAL PARTNERS, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
WACO LIMITED, LLC	DE	MEMBER	C	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	B
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	B
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	B
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	B
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	B	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	B	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	B	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	B	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	B	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	B	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	B	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	B	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER FAMILY LIMITED PARTNERSHIP	DE	MEMBER	B	Control
POTTER, JOHN, CARL	I	DIRECTOR	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	DIRECTOR	B	Control
POTTER, JOHN, CARL	I	DIRECTOR	B	Control
POTTER, JOHN, CARL	I	DIRECTOR	B	Control
POTTER, JOHN, CARL	I	DIRECTOR	B	Control
POTTER, JOHN, CARL	I	DIRECTOR	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
POTTER, JOHN, CARL	I	PORTFOLIO MANAGER AND PRINCIPAL	B	Control
ROTH CAPITAL PARTNERS, LLC	DE	MEMBER	B
ROTH CAPITAL PARTNERS, LLC	DE	MEMBER	B
ROTH CAPITAL PARTNERS, LLC	DE	MEMBER	B
ROTH CAPITAL PARTNERS, LLC	DE	MEMBER	B
ROTH CAPITAL PARTNERS, LLC	DE	MEMBER	B
ROTH CAPITAL PARTNERS, LLC	DE	MEMBER	B
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	A
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	A
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	A
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	A
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	A
BIES, BRIAN, RAYMOND	I	PORTFOLIO MANAGER AND PRINCIPAL	A
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
ECK, THOMAS, JOSEPH	I	PORTFOLIO MANAGER AND PRINCIPAL	A	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER	A
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER	A
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER	A
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER	A
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A	Control
HOCH, LORI, KACZYNSKI	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	E	Control
CR FINANCIAL, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL, INC.	DE	WACO LIMITED, LLC	E	Control
CR FINANCIAL, INC.	DE	WACO LIMITED, LLC	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	WACO LIMITED, LLC	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	WACO LIMITED, LLC	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL HOLDINGS, INC.	E	Control
ROTH, BYRON, CLARENCE	I	WACO LIMITED, LLC	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL, INC.	E	Control
ROTH, BYRON, CLARENCE	I	WACO LIMITED, LLC	E	Control
ROTH, BYRON, CLARENCE	I	WACO LIMITED, LLC	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL, INC.	E	Control
ROTH, BYRON, CLARENCE	I	CR FINANCIAL, INC.	E	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	D	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	D	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	D	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	D	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	D	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	D	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	D	Control
CR FINANCIAL HOLDINGS, INC.	DE	ROTH CAPITAL PARTNERS, LLC	D	Control

Registrations

Federal

Feb 4, 2019 REGISTERED

Notice Filings (2)

TX WI

Address

825 NORTH JEFFERSON STREET
SUITE 400
MILWAUKEE, WI 53202
United States

Phone: 414-225-7399