KUBERA PORTFOLIOS, LLC
Legal name: KUBERA PORTFOLIOS
CRD #131410 SEC #801-66668 PACIFIC PALISADES, CA 310-566-1895
SEC Registered
Total AUM
$36.4M
Discretionary
$36.4M
Employees
5
Clients
--
Accounts
243
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRUCE, JONATHAN, DANIEL | I | CHIEF OPERATING OFFICER | NA | |
| BRUCE, JONATHAN, DANIEL | I | CHIEF OPERATING OFFICER | NA | |
| BRUCE, JONATHAN, DAVID | I | CHIEF OPERATING OFFICER | NA | |
| BRUCE, JONATHAN, DAVID | I | CHIEF OPERATING OFFICER | NA | |
| KESSEL, BRENTON, W. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSEL, BRENTON, W. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSEL, BRENTON, W. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSEL, BRENTON, W. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNOR, THOMAS, ROSS | I | SHAREHOLDER | NA | |
| O'CONNOR, THOMAS, ROSS | I | SHAREHOLDER | NA | |
| O'CONNOR, THOMAS, ROSS | I | SHAREHOLDER | NA | |
| O'CONNOR, THOMAS, ROSS | I | SHAREHOLDER | NA | |
| ABACUS WEALTH MANAGEMENT INC | DE | SHAREHOLDER | C | Control |
| ABACUS WEALTH MANAGEMENT INC | DE | SHAREHOLDER | C | Control |
| ABACUS WEALTH MANAGEMENT INC | DE | SHAREHOLDER | C | Control |
| ABACUS WEALTH MANAGEMENT INC | DE | SHAREHOLDER | C | Control |
| SHERMAN FINANCIAL INC | DE | SHAREHOLDER | C | Control |
| SHERMAN FINANCIAL INC | DE | SHAREHOLDER | C | Control |
| SHERMAN FINANCIAL INC | DE | SHAREHOLDER | C | Control |
| SHERMAN FINANCIAL INC | DE | SHAREHOLDER | C | Control |
| ALOIA, GREGORY, VINCENT | I | SHAREHOLDER | A | |
| ALOIA, GREGORY, VINCENT | I | SHAREHOLDER | A | |
| ALOIA, GREGORY, VINCENT | I | SHAREHOLDER | A | |
| ALOIA, GREGORY, VINCENT | I | SHAREHOLDER | A | |
| COLE, JASON, M | I | SHAREHOLDER | A | |
| COLE, JASON, M | I | SHAREHOLDER | A | |
| COLE, JASON, M | I | SHAREHOLDER | A | |
| COLE, JASON, M | I | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KESSEL, BRENTON, W. | I | ABACUS WEALTH MANAGEMENT, INC. | E | Control |
| KESSEL, BRENTON, W. | I | ABACUS WEALTH MANAGEMENT, INC. | E | Control |
| KESSEL, BRENTON, W. | I | ABACUS WEALTH MANAGEMENT, INC. | E | Control |
| KESSEL, BRENTON, W. | I | ABACUS WEALTH MANAGEMENT, INC. | E | Control |
| SHERMAN, SPENCER, DAVID | I | SHERMAN FINANCIAL, INC. | E | Control |
| SHERMAN, SPENCER, DAVID | I | SHERMAN FINANCIAL, INC. | E | Control |
| SHERMAN, SPENCER, DAVID | I | SHERMAN FINANCIAL, INC. | E | Control |
| SHERMAN, SPENCER, DAVID | I | SHERMAN FINANCIAL, INC. | E | Control |
Registrations
Federal
IA
Apr 30, 2007 REGISTERED
Notice Filings (12)
CA CO CT FL HI MA NH NJ NY OR PA TX
Address
17383 SUNSET BLVDSUITE A360
PACIFIC PALISADES, CA 90272
USA
Phone: 310-566-1895