CARRET ASSET MANAGEMENT, LLC
CRD #131445 SEC #801-63093 NEW YORK, NY 212-593-3800
SEC Registered
Total AUM
$3.2B
Discretionary
$3.2B
Employees
22
Clients
--
Accounts
2,588
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 7
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| GRAYBILL, JASON, RICHARD | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| KLEIN, NEIL, DOUGLAS | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | Control |
| REISNER, WAYNE, STANLEY | I | PRINCIPAL, SENIOR MANAGING DIRECTOR | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | COMPLIANCE OFFICER | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | COMPLIANCE OFFICER | NA | Control |
| VEGA, MARCO, ANTONIO | I | COMPLIANCE OFFICER | NA | Control |
| VEGA, MARCO, ANTONIO | I | COMPLIANCE OFFICER | NA | Control |
| VEGA, MARCO, ANTONIO | I | COMPLIANCE OFFICER | NA | Control |
| VEGA, MARCO, ANTONIO | I | COMPLIANCE OFFICER | NA | Control |
| VEGA, MARCO, ANTONIO | I | COMPLIANCE OFFICER | NA | Control |
| VEGA, MARCO, ANTONIO | I | COMPLIANCE OFFICER | NA | Control |
| VEGA, MARCO, ANTONIO | I | COMPLIANCE OFFICER | NA | Control |
| VEGA, MARCO, ANTONIO | I | COMPLIANCE OFFICER | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | CHIEF COMPLIANCE OFFICER, CFO, COO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIPAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIPAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIPAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIPAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIPAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIPAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIPAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIPAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIPAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRESIDENT / CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRINCIPAL COO, CFO, CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRESIDENT / CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRESIDENT / CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRESIDENT / CCO | NA | Control |
| VEGA, MARCO, ANTONIO | I | PRESIDENT / CCO | NA | Control |
| CARRET ACQUISITION COMPANY, LLC | DE | MEMBER | E | Control |
| CARRET ACQUISITION COMPANY, LLC | DE | MEMBER | E | Control |
| CARRET ACQUISITION COMPANY, LLC | DE | MEMBER | E | Control |
| CARRET ACQUISITION COMPANY, LLC | DE | MEMBER | E | Control |
| CARRET ACQUISITION COMPANY, LLC | DE | MEMBER | E | Control |
| CARRET ACQUISITION COMPANY, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET ASSET MANAGEMENT GROUP, LLC | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
| CARRET HOLDINGS, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | CARRET ACQUISITION COMPANY, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ACQUISITION COMPANY, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ACQUISITION COMPANY, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ACQUISITION COMPANY, LLC | F | Control |
| QUASHA, ALAN | I | CARRET ACQUISITION COMPANY, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ACQUISITION COMPANY, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| QUASHA, ALAN | I | QUADRANT INVESTMENT HOLDINGS, INC. | F | Control |
| QUASHA, ALAN | I | CARRET ASSET MANAGEMENT GROUP, LLC | F | Control |
| 720 FIFTH AVENUE CARRET INVESTORS LLC | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| 720 FIFTH AVENUE CARRET INVESTORS LLC | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| 720 FIFTH AVENUE CARRET INVESTORS LLC | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| 720 FIFTH AVENUE CARRET INVESTORS LLC | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| 720 FIFTH AVENUE CARRET INVESTORS LLC | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| 720 FIFTH AVENUE CARRET INVESTORS LLC | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| 720 FIFTH AVENUE CARRET INVESTORS LLC | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| 720 FIFTH AVENUE CARRET INVESTORS LLC | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| 720 FIFTH AVENUE CARRET INVESTORS LLC | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| 720 FIFTH AVENUE CARRET INVESTORS LLC | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| BMI CAPITAL GROUP LLC | DE | BMUR HOLDINGS INC. | E | Control |
| BMI CAPITAL GROUP LLC | DE | BMUR HOLDINGS INC. | E | Control |
| BMI CAPITAL GROUP LLC | DE | BMUR HOLDINGS INC. | E | Control |
| BREAN MURRAY CARRET GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| BREAN MURRAY CARRET GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| BREAN MURRAY CARRET GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| BREAN MURRAY CARRET GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| BREAN MURRAY CARRET GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| BREAN MURRAY CARRET GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET INVESTMENT HOLDINGS | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET INVESTMENT HOLDINGS | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET INVESTMENT HOLDINGS, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET INVESTMENT HOLDINGS, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET INVESTMENT HOLDINGS, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET INVESTMENT HOLDINGS | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET INVESTMENT HOLDINGS | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET INVESTMENT HOLDINGS, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET INVESTMENT HOLDINGS | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET INVESTMENT HOLDINGS | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET HOLDINGS, INC. | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ACQUISITION COMPANY, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ACQUISITION COMPANY, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ACQUISITION COMPANY, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ACQUISITION COMPANY, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ACQUISITION COMPANY, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ACQUISITION COMPANY, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| CARRET INVESTMENTS HOLDINGS, LLC | DE | CARRET ASSET MANAGEMENT GROUP, LLC | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | CARRET HOLDINGS, INC. | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | GB CAPITAL, LLC | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | GB CAPITAL, LLC | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | GB CAPITAL, LLC | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | GB CAPITAL, LLC | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | GB CAPITAL, LLC | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | GB CAPITAL, LLC | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | GB CAPITAL, LLC | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | GB CAPITAL, LLC | E | Control |
| EVEREST HILL GROUP INC. (BVI) | FE | GB CAPITAL, LLC | E | Control |
| GB CAPITAL LLC | DE | WHITE MARKETING GROUP INC | E | Control |
| GB CAPITAL LLC | DE | WHITE MARKETING GROUP INC | E | Control |
| GB CAPITAL LLC | DE | CARRET HOLDINGS, INC. | E | Control |
| GB CAPITAL LLC | DE | CARRET HOLDINGS, INC. | E | Control |
| GB CAPITAL LLC | DE | WHITE MARKETING GROUP INC | E | Control |
| GB CAPITAL LLC | DE | WHITE MARKETING GROUP INC | E | Control |
| GB CAPITAL LLC | DE | CARRET HOLDINGS, INC. | E | Control |
| GB CAPITAL LLC | DE | CARRET HOLDINGS, INC. | E | Control |
| GB CAPITAL LLC | DE | CARRET HOLDINGS, INC. | E | Control |
| GB CAPITAL LLC | DE | CARRET HOLDINGS, INC. | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | E | Control |
| MORNINGSTAR JAPAN KK | FE | SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | 720 FIFTH AVENUE CARRET INVESTORS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | 720 FIFTH AVENUE CARRET INVESTORS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | 720 FIFTH AVENUE CARRET INVESTORS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | 720 FIFTH AVENUE CARRET INVESTORS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | 720 FIFTH AVENUE CARRET INVESTORS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | BMI CAPITAL GROUP LLC. | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | BMI CAPITAL GROUP LLC. | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | BMI CAPITAL GROUP LLC. | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | 720 FIFTH AVENUE CARRET INVESTORS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | CARRET INVESTMENTS HOLDINGS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | 720 FIFTH AVENUE CARRET INVESTORS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | 720 FIFTH AVENUE CARRET INVESTORS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | 720 FIFTH AVENUE CARRET INVESTORS, LLC | E | Control |
| QUADRANT INVESTMENT HOLDINGS, INC. | DE | 720 FIFTH AVENUE CARRET INVESTORS, LLC | E | Control |
| SBI HOLDINGS, INC. JAPAN | FE | SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | E | Control |
| SBI HOLDINGS, INC. JAPAN | FE | SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | E | Control |
| SBI HOLDINGS, INC. JAPAN | FE | SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | E | Control |
| SBI HOLDINGS, INC. JAPAN | FE | SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | E | Control |
| SBI HOLDINGS, INC. JAPAN | FE | SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | E | Control |
| SBI HOLDINGS, INC. JAPAN | FE | SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | E | Control |
| SBI HOLDINGS, INC. JAPAN | FE | SBI GLOBAL ASSET MANAGEMENT CO., LTD. (JAPAN) | E | Control |
| SBI HOLDINGS, INC. JAPAN | FE | SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | E | Control |
| SBI HOLDINGS, INC. JAPAN | FE | SBI GLOBAL ASSET MANAGEMENT CO., LTD. (JAPAN) | E | Control |
| SBI HOLDINGS, INC. JAPAN | FE | SBI GLOBAL ASSET MANAGEMENT CO., LTD. (JAPAN) | E | Control |
| SBI HOLDINGS, INC. JAPAN | FE | SBI GLOBAL ASSET MANAGEMENT CO., LTD. (JAPAN) | E | Control |
| WHITE MARKETING GROUP INC. | DE | CARRET INVESTMENT HOLDINGS | E | Control |
| WHITE MARKETING GROUP INC. | DE | CARRET INVESTMENT HOLDINGS | E | Control |
| WHITE MARKETING GROUP INC. | DE | CARRET INVESTMENT HOLDINGS | E | Control |
| WHITE MARKETING GROUP INC. | DE | CARRET INVESTMENT HOLDINGS | E | Control |
| WHITE MARKETING GROUP INC. | DE | CARRET INVESTMENT HOLDINGS | E | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | AQ EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | EVEREST TRUST | D | Control |
| (TRUSTEE) Q MANAGEMENT SERVICES (PTC) LIMITED | FE | EVEREST TRUST | D | Control |
| AQ EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| AQ EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| AQ EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| AQ EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| AQ EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| AQ EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | BREAN MURRAY CARRET GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | EVEREST HILL GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | EVEREST HILL GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | EVEREST HILL GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | EVEREST HILL GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | EVEREST HILL GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | EVEREST HILL GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | EVEREST HILL GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | EVEREST HILL GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | EVEREST HILL GROUP INC. (BVI) | D | Control |
| EVEREST TRUST | FE | EVEREST HILL GROUP INC. (BVI) | D | Control |
| MORNINGSTAR JAPAN KK | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI ASSET MANAGEMENT GROUP CO., LTD. (JAPAN) | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI GLOBAL ASSET MANAGEMENT CO., LTD. (JAPAN) | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI GLOBAL ASSET MANAGEMENT CO., LTD. (JAPAN) | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI GLOBAL ASSET MANAGEMENT CO., LTD. (JAPAN) | FE | CARRET HOLDINGS, INC. | D | Control |
| SBI GLOBAL ASSET MANAGEMENT CO., LTD. (JAPAN) | FE | CARRET HOLDINGS, INC. | D | Control |
| GB CAPITAL, LLC | DE | CARRET HOLDINGS, INC. | C | Control |
| GB CAPITAL, LLC | DE | CARRET HOLDINGS, INC. | C | Control |
| GB CAPITAL, LLC | DE | CARRET HOLDINGS, INC. | C | Control |
| GB CAPITAL, LLC | DE | CARRET HOLDINGS, INC. | C | Control |
| GB CAPITAL, LLC | DE | CARRET HOLDINGS, INC. | C | Control |
| GB CAPITAL, LLC | DE | CARRET HOLDINGS, INC. | C | Control |
| GB CAPITAL, LLC | DE | CARRET HOLDINGS, INC. | C | Control |
| GB CAPITAL, LLC | DE | CARRET HOLDINGS, INC. | C | Control |
| GB CAPITAL, LLC | DE | CARRET HOLDINGS, INC. | C | Control |
| MORNINGSTAR JAPAN KK | FE | CARRET HOLDINGS, INC. | C | Control |
| MORNINGSTAR JAPAN KK | FE | CARRET HOLDINGS, INC. | C | Control |
| MORNINGSTAR JAPAN KK | FE | CARRET HOLDINGS, INC. | C | Control |
| MORNINGSTAR JAPAN KK | FE | CARRET HOLDINGS, INC. | C | Control |
| MORNINGSTAR JAPAN KK | FE | CARRET HOLDINGS, INC. | C | Control |
| MORNINGSTAR JAPAN KK | FE | CARRET HOLDINGS, INC. | C | Control |
| MORNINGSTAR JAPAN KK | FE | CARRET HOLDINGS, INC. | C | Control |
| SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI GLOBAL ASSET MANAGEMENT CO, LTD. (JAPAN) | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
| SBI HOLDINGS, INC. JAPAN KK | FE | MORNINGSTAR JAPAN KK | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (52)
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