BAUMGARDNER ASSET MANAGEMENT, INC.
CRD #131484 SEC #801-63138 NEWPORT BEACH, CA 949 798-6112,EXT 5575
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 13, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUMGARDNER, JAY, DOHRN | I | PRESIDENT | E | Control |
| BAUMGARDNER, JAY, DOHRN | I | PRESIDENT | E | Control |
| BAUMGARDNER, JAY, DOHRN | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Aug 13, 2004 REGISTERED
Notice Filings (1)
CA
Address
4695 MACARTHUR COURT, 11TH FLOORNEWPORT BEACH, CA 92660
USA
Phone: 949 798-6112,EXT 5575