CEDARWINDS INVESTMENT MANAGEMENT, LLC
CRD #131501 SEC #801-67689 MILWAUKEE, WI 414-431-7390
SEC Registered
Total AUM
$128.7M
Discretionary
$128.7M
Employees
3
Clients
0
Accounts
385
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 1, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARTH, DONNA, MARY | I | CHIEF OPERATIONS OFFICER | NA | |
| BARTH, DONNA, MARY | I | CHIEF OPERATIONS OFFICER | NA | |
| BARTH, DONNA, MARY | I | CHIEF OPERATIONS OFFICER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, KAREN, B | I | SHAREHOLDER | NA | |
| MACLAY, GEOFFREY, GRAEME | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MACLAY, GEOFFREY, GRAEME | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 1, 2017 REGISTERED
Notice Filings (4)
FL IL TX WI
Address
4650 N. PORT WASHINGTON ROADSUITE110
MILWAUKEE, WI 53212
United States
Phone: 414-431-7390