ASCENT CAPITAL MANAGEMENT, INC.
CRD #131520 SEC #801-63371 NEWTON, NJ 973-579-7656
SEC Registered
Total AUM
$26.5M
Discretionary
$26.5M
Employees
2
Clients
--
Accounts
9
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HUMPHRIES, SAMUEL, BRASWELL | I | MANAGING DIRECTOR | NA | |
| HUMPHRIES, SAMUEL, BRASWELL | I | MANAGING DIRECTOR | NA | |
| HUMPHRIES, SAMUEL, BRASWELL | I | MANAGING DIRECTOR | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| JOHNSON, DAVID, L. | I | N/A | NA | |
| KRESCH, SANDRA, DARYL | I | N/A | NA | |
| KRESCH, SANDRA, DARYL | I | N/A | NA | |
| KRESCH, SANDRA, DARYL | I | N/A | NA | |
| KRESCH, SANDRA, DARYL | I | N/A | NA | |
| KRESCH, SANDRA, DARYL | I | N/A | NA | |
| KRESCH, SANDRA, DARYL | I | N/A | NA | |
| KRESCH, SANDRA, DARYL | I | N/A | NA | |
| KRESCH, SANDRA, DARYL | I | N/A | NA | |
| KRESCH, SANDRA, DARYL | I | N/A | NA | |
| KRESCH, SANDRA, DARYL | I | N/A | NA | |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CCO | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROTH, KARL | I | MANAGING DIRECTOR | B | Control |
| GROSSHART, ROBERT, LAWRENCE | I | COO | A | Control |
| GROSSHART, ROBERT, LAWRENCE | I | COO | A | Control |
| GROSSHART, ROBERT, LAWRENCE | I | COO | A | Control |
Registrations
Federal
IA
Apr 1, 2020 REGISTERED
Address
908 OWASSA ROADNEWTON, NJ 07860
United States
Phone: 973-579-7656