IQ INVESTMENT ADVISORS LLC
CRD #131526 SEC #801-63151 NEW YORK, NY 212-449-3539
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
51
Clients
--
Accounts
10
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 20, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BODURTHA, STEPHEN, GEORGE | I | DIRECTOR | NA | Control |
| BODURTHA, STEPHEN, GEORGE | I | DIRECTOR | NA | Control |
| BODURTHA, STEPHEN, GEORGE | I | DIRECTOR | NA | Control |
| BODURTHA, STEPHEN, GEORGE | I | DIRECTOR | NA | Control |
| BODURTHA, STEPHEN, GEORGE | I | DIRECTOR | NA | Control |
| BURKE, DONALD, C | I | TREASURER | NA | Control |
| BURKE, DONALD, CHARLES | I | TREASURER & SECRETARY | NA | Control |
| BURKE, DONALD, CHARLES | I | TREASURER & SECRETARY | NA | Control |
| BURKE, DONALD, CHARLES | I | TREASURER & SECRETARY | NA | Control |
| BURKE, DONALD, CHARLES | I | TREASURER & SECRETARY | NA | Control |
| BURKE, DONALD, CHARLES | I | TREASURER & SECRETARY | NA | Control |
| BURKE, DONALD, CHARLES | I | TREASURER & SECRETARY | NA | Control |
| BURKE, DONALD, CHARLES | I | TREASURER | NA | Control |
| BURKE, DONALD, CHARLES | I | TREASURER | NA | Control |
| BURKE, DONALD, CHARLES | I | TREASURER | NA | Control |
| BYRNE, MARTIN | I | CHIEF LEGAL OFFICER | NA | Control |
| BYRNE, MARTIN | I | CHIEF LEGAL OFFICER | NA | Control |
| BYRNE, MARTIN | I | CHIEF LEGAL OFFICER | NA | Control |
| BYRNE, MARTIN | I | CHIEF LEGAL OFFICER | NA | Control |
| BYRNE, MARTIN | I | CHIEF LEGAL OFFICER | NA | Control |
| BYRNE, MARTIN | I | CHIEF LEGAL OFFICER | NA | Control |
| BYRNE, MARTIN | I | CHIEF LEGAL OFFICER | NA | Control |
| CHADA, SATYANARAYAN, REDDY | I | VICE PRESIDENT | NA | Control |
| CHADA, SATYANARAYAN, REDDY | I | VICE PRESIDENT | NA | Control |
| CHADA, SATYANARAYAN, REDDY | I | VICE PRESIDENT | NA | Control |
| CHADA, SATYANARAYAN, REDDY | I | VICE PRESIDENT | NA | Control |
| CHADA, SATYANARAYAN, REDDY | I | VICE PRESIDENT | NA | Control |
| CHADA, SATYANARAYAN, REDDY | I | VICE PRESIDENT | NA | Control |
| CHADA, SATYANARAYAN, REDDY | I | VICE PRESIDENT | NA | Control |
| CHADA, SATYANARAYAN, REDDY | I | VICE PRESIDENT | NA | Control |
| CLARK, MICHAEL, GERARD | I | VICE PRESIDENT | NA | Control |
| CLARK, MICHAEL, GERARD | I | VICE PRESIDENT | NA | Control |
| CLARK, MICHAEL, GERARD | I | VICE PRESIDENT | NA | Control |
| CLARK, MICHAEL, GERARD | I | VICE PRESIDENT | NA | Control |
| CLARK, MICHAEL, GERARD | I | VICE PRESIDENT | NA | Control |
| CLARK, MICHAEL, GERARD | I | VICE PRESIDENT | NA | Control |
| CLARK, MICHAEL, GERARD | I | VICE PRESIDENT | NA | Control |
| CLARK, MICHAEL, GERARD | I | VICE PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | DIRECTOR | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT, DIRECTOR | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT, DIRECTOR | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | DIRECTOR | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT, DIRECTOR | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| COX, MITCHELL, MORGAN | I | PRESIDENT | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF LEGAL OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | PRESIDENT | NA | Control |
| FERRI, JUSTIN, CHRISTOPHER | I | PRESIDENT | NA | Control |
| GILLESPIE, PHILLIP, S | I | SECRETARY AND GENERAL COUNSEL | NA | Control |
| GILLESPIE, PHILLIP, SEMMES | I | SECRETARY AND GENERAL COUNSEL | NA | Control |
| GILLESPIE, PHILLIP, SEMMES | I | SECRETARY AND GENERAL COUNSEL | NA | Control |
| GRECO, GLORIA, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRECO, GLORIA, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRECO, GLORIA, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRECO, GLORIA, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGUCHI, MICHAEL, M | I | VICE PRESIDENT | NA | Control |
| HIGUCHI, MICHAEL, M | I | VICE PRESIDENT | NA | Control |
| HIGUCHI, MICHAEL, M | I | VICE PRESIDENT | NA | Control |
| HIGUCHI, MICHAEL, M | I | VICE PRESIDENT | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLER, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HILLMAN, JAMES, EDWARD | I | TREASURER | NA | Control |
| HULL, BRIAN, PATRICK | I | DIRECTOR | NA | Control |
| HULL, BRIAN, PATRICK | I | DIRECTOR | NA | Control |
| HULL, BRIAN, PATRICK | I | DIRECTOR | NA | Control |
| OSTER, ALLAN, JAY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| RHEE, MICHELLE, HYUNSOOK | I | CHIEF LEGAL OFFICER | NA | Control |
| RHEE, MICHELLE, HYUNSOOK | I | CHIEF LEGAL OFFICER | NA | Control |
| RHEE, MICHELLE, HYUNSOOK | I | CHIEF LEGAL OFFICER | NA | Control |
| RHEE, MICHELLE, HYUNSOOK | I | CHIEF LEGAL OFFICER | NA | Control |
| RHEE, MICHELLE, HYUNSOOK | I | CHIEF LEGAL OFFICER | NA | Control |
| RHEE, MICHELLE, HYUNSOOK | I | CHIEF LEGAL OFFICER | NA | Control |
| RHEE, MICHELLE, HYUNSOOK | I | CHIEF LEGAL OFFICER | NA | Control |
| RHEE, MICHELLE, HYUNSOOK | I | CHIEF LEGAL OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RUSCH, COLLEEN, ROSE | I | SECRETARY AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| YEAGLEY, CHRISTOPHER, RYAN | I | VICE PRESIDENT | NA | Control |
| ZAKEM, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZAKEM, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZAKEM, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZAKEM, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZAKEM, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZAKEM, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZAKEM, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZAKEM, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FUND ASSET MANAGEMENT LP | DE | SOLE MEMBER | E | Control |
| FUND ASSET MANAGEMENT LP | DE | SOLE MEMBER | E | Control |
| FUND ASSET MANAGEMENT LP | DE | SOLE MEMBER | E | Control |
| FUND ASSET MANAGEMENT LP | DE | SOLE MEMBER | E | Control |
| FUND ASSET MANAGEMENT LP | DE | SOLE MEMBER | E | Control |
| FUND ASSET MANAGEMENT LP | DE | SOLE MEMBER | E | Control |
| FUND ASSET MANAGEMENT LP | DE | SOLE MEMBER | E | Control |
| FUND ASSET MANAGEMENT LP | DE | SOLE MEMBER | E | Control |
| FUND ASSET MANAGEMENT LP | DE | SOLE MEMBER | E | Control |
| FUND ASSET MANAGEMENT LP | DE | SOLE MEMBER | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | SOLE MEMBER AND PARENT | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | MANAGING MEMBER | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | SOLE MEMBER AND PARENT | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | SOLE MEMBER AND PARENT | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | MANAGING MEMBER | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | MANAGING MEMBER | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | MANAGING MEMBER | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | SOLE MEMBER AND PARENT | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | SOLE MEMBER AND PARENT | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | MANAGING MEMBER | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | MANAGING MEMBER | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | MANAGING MEMBER | E | Control |
| IQ FINANCIAL PRODUCTS LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PRINCETON SERVICES, INC. | DE | FUND ASSET MANAGEMENT, LP | F | Control |
| PRINCETON SERVICES, INC. | DE | FUND ASSET MANAGEMENT, LP | F | Control |
| PRINCETON SERVICES, INC. | DE | FUND ASSET MANAGEMENT, LP | F | Control |
| PRINCETON SERVICES, INC. | DE | FUND ASSET MANAGEMENT, LP | F | Control |
| PRINCETON SERVICES, INC. | DE | FUND ASSET MANAGEMENT, LP | F | Control |
| PRINCETON SERVICES, INC. | DE | FUND ASSET MANAGEMENT, LP | F | Control |
| PRINCETON SERVICES, INC. | DE | FUND ASSET MANAGEMENT, LP | F | Control |
| PRINCETON SERVICES, INC. | DE | FUND ASSET MANAGEMENT, LP | F | Control |
| PRINCETON SERVICES, INC. | DE | FUND ASSET MANAGEMENT, LP | F | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | FUND ASSET MANAGEMENT, LP | E | Control |
| MERRILL LYNCH & CO., INC. | DE | FUND ASSET MANAGEMENT, LP | E | Control |
| MERRILL LYNCH & CO., INC. | DE | FUND ASSET MANAGEMENT, LP | E | Control |
| MERRILL LYNCH & CO., INC. | DE | FUND ASSET MANAGEMENT, LP | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | FUND ASSET MANAGEMENT, LP | E | Control |
| MERRILL LYNCH & CO., INC. | DE | FUND ASSET MANAGEMENT, LP | E | Control |
| MERRILL LYNCH & CO., INC. | DE | FUND ASSET MANAGEMENT, LP | E | Control |
| MERRILL LYNCH & CO., INC. | DE | FUND ASSET MANAGEMENT, LP | E | Control |
| MERRILL LYNCH & CO., INC. | DE | FUND ASSET MANAGEMENT, LP | E | Control |
| MERRILL LYNCH & CO., INC. | DE | IQ FINANCIAL PRODUCTS LLC | E | Control |
Registrations
Federal
IA
May 20, 2010 REGISTERED
Notice Filings (49)
AK AL AR AZ CA CT DC DE FL GA HI IA ID IL IN KS KY LA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
4 WORLD FINANCIAL CENTER6TH FLOOR
NEW YORK, NY 10080
United States
Phone: 212-449-3539