SHELTERWOOD FINANCIAL SERVICES L.L.C.
Legal name: SHELTERWOOD FINANCIAL SERVICES
CRD #131533 SEC #801-67000 NEW YORK, NY 212-937-1020
SEC Registered
Total AUM
$62M
Discretionary
$62M
Employees
--
Clients
10
Accounts
74
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANGUS, PATRICIA, MARIE | I | MANAGING DIRECTOR - WEALTH ADVISORY SERVICES | NA | Control |
| ANGUS, PATRICIA, MARIE | I | MANAGING DIRECTOR - WEALTH ADVISORY SERVICES | NA | Control |
| CURRIE, SUZANNE, JEANNE | I | VICE PRESIDENT | NA | Control |
| FRANCIS, PETER, T. | I | BOARD CHAIR | NA | Control |
| FRANCIS, PETER, THAYER | I | BOARD CHAIR - BOARD OF MANAGERS | NA | Control |
| FRANCIS, PETER, THAYER | I | BOARD CHAIR - BOARD OF MANAGERS | NA | Control |
| FRANCIS, PETER, THAYER | I | BOARD CHAIR - BOARD OF MANAGERS | NA | Control |
| FRANCIS, PETER, THAYER | I | BOARD CHAIR - BOARD OF MANAGERS | NA | Control |
| HOUGHTON, ALANSON, B. | I | CIO | NA | Control |
| HOUGHTON, ALANSON, BIGELOW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HOUGHTON, ALANSON, BIGELOW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HOUGHTON, ALANSON, BIGELOW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HOUGHTON, ALANSON, BIGELOW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HOUGHTON, ALANSON, BIGELOW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HOUGHTON, ALANSON, BIGELOW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HOUGHTON, ALANSON, BIGELOW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HOUGHTON, ALANSON, BIGELOW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MARBERRY, MICHAEL, L. | I | BOARD CHAIR - BOARD OF MANAGERS | NA | Control |
| MARBERRY, MICHAEL, L. | I | BOARD CHAIR - BOARD OF MANAGERS | NA | Control |
| MARBERRY, MICHAEL, L. | I | BOARD CHAIR - BOARD OF MANAGERS | NA | Control |
| MARBERRY, MICHAEL, L. | I | BOARD CHAIR - BOARD OF MANAGERS | NA | Control |
| PAGE, WARREN | I | CCO & CONTROLLER | NA | Control |
| PAGE, WARREN, LEE | I | CHIEF COMPLIANCE OFFICER & CONTROLLER | NA | Control |
| PAGE, WARREN, LEE | I | CHIEF COMPLIANCE OFFICER & CONTROLLER | NA | Control |
| PAGE, WARREN, LEE | I | CHIEF COMPLIANCE OFFICER & CONTROLLER | NA | Control |
| PAGE, WARREN, LEE | I | CHIEF COMPLIANCE OFFICER & CONTROLLER | NA | Control |
| PAGE, WARREN, LEE | I | CHIEF COMPLIANCE OFFICER & CONTROLLER | NA | Control |
| PAGE, WARREN, LEE | I | CHIEF COMPLIANCE OFFICER & CONTROLLER | NA | Control |
| PAGE, WARREN, LEE | I | CHIEF COMPLIANCE OFFICER & CONTROLLER | NA | Control |
| PAGE, WARREN, LEE | I | CHIEF COMPLIANCE OFFICER & CONTROLLER | NA | Control |
| PROSINSKI, JEFF | I | MANAGER | NA | Control |
| PROSINSKI, JEFFREY, JEROME | I | DIRECTOR - BOARD OF MANAGERS | NA | Control |
| PROSINSKI, JEFFREY, JEROME | I | DIRECTOR - BOARD OF MANAGERS | NA | Control |
| PROSINSKI, JEFFREY, JEROME | I | DIRECTOR - BOARD OF MANAGERS | NA | Control |
| PROSINSKI, JEFFREY, JEROME | I | DIRECTOR - BOARD OF MANAGERS | NA | Control |
| PROSINSKI, JEFFREY, JEROME | I | DIRECTOR - BOARD OF MANAGERS | NA | Control |
| PROSINSKI, JEFFREY, JEROME | I | DIRECTOR - BOARD OF MANAGERS | NA | Control |
| PROSINSKI, JEFFREY, JEROME | I | DIRECTOR - BOARD OF MANAGERS | NA | Control |
| PROSINSKI, JEFFREY, JEROME | I | DIRECTOR - BOARD OF MANAGERS | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT/CHIEF OPERATING OFFICER AND DIRECTOR - BOARD OF MANAGERS | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT/CHIEF OPERATING OFFICER AND DIRECTOR - BOARD OF MANAGERS | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT/CHIEF OPERATING OFFICER AND DIRECTOR - BOARD OF MANAGERS | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT/CHIEF OPERATING OFFICER AND DIRECTOR - BOARD OF MANAGERS | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT/CHIEF OPERATING OFFICER AND DIRECTOR - BOARD OF MANAGERS | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT/CHIEF OPERATING OFFICER AND DIRECTOR - BOARD OF MANAGERS | NA | Control |
| RANKIN, WILLIAM, EDWARD | I | PRESIDENT/CHIEF OPERATING OFFICER AND DIRECTOR - BOARD OF MANAGERS | NA | Control |
| TORTORELLO, PETER, W. | I | CEO/PRESIDENT/MANAGER | NA | Control |
| TORTORELLO, PETER, WALTER | I | PRESIDENT & DIRECTOR - BOARD OF MANAGERS | NA | Control |
| TORTORELLO, PETER, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| TORTORELLO, PETER, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| TORTORELLO, PETER, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| TORTORELLO, PETER, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| TORTORELLO, PETER, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| TORTORELLO, PETER, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| TORTORELLO, PETER, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| J.M. HUBER CORP. | DE | OWNER | E | Control |
| J.M. HUBER CORP. | DE | OWNER | E | Control |
| J.M. HUBER CORP. | DE | OWNER | E | Control |
| J.M. HUBER CORP. | DE | OWNER | E | Control |
| J.M. HUBER CORP. | DE | OWNER | E | Control |
| J.M. HUBER CORP. | DE | OWNER | E | Control |
| J.M. HUBER CORP. | DE | OWNER | E | Control |
| J.M. HUBER CORP. | DE | OWNER | E | Control |
| J.M. HUBER CORP. | DE | OWNER | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (3)
ME NJ NY
Address
60 EAST 42ND STREETSUITE 3410
NEW YORK, NY 10165
United States
Phone: 212-937-1020