UNIVERSAL FINANCIAL SERVICES INC.
CRD #131558 SEC #801-121280 GUAYNABO, PR (787) 706-7095
SEC Registered Broker-Dealer
Total AUM
$337.5M
Discretionary
$337.5M
Employees
3
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Puerto Rico
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 11, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENITEZ, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE & FINOP | NA | |
| BENITEZ, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE & FINOP | NA | |
| BENITEZ, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE & FINOP | NA | |
| BENITEZ, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE & FINOP | NA | |
| BENITEZ, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE & FINOP | NA | |
| BENITEZ, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE & FINOP | NA | |
| BENITEZ-ULMER, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE, FINOP & CCO | NA | |
| BENITEZ-ULMER, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE, FINOP & CCO-BROKER DEALER | NA | |
| BENITEZ-ULMER, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE, FINOP | NA | Control |
| BENITEZ-ULMER, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE, FINOP | NA | Control |
| BENITEZ-ULMER, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE, FINOP & CCO-BROKER DEALER | NA | |
| BENITEZ-ULMER, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE, FINOP | NA | Control |
| BENITEZ-ULMER, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE, FINOP | NA | Control |
| BENITEZ-ULMER, JOSE CARLOS | I | EXECUTIVE REPRESENTATIVE, FINOP | NA | Control |
| CRUZ, CECILIA | I | DIRECTOR | NA | |
| GAROFALO MEDINA, JAVIER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAROFALO MEDINA, JAVIER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARTINEZ-RIVERA, NANCY IVETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ-RIVERA, NANCY IVETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ-RIVERA, NANCY IVETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ-RIVERA, NANCY IVETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ-RIVERA, NANCY IVETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIRANDA, LUIS BAUTISTA | I | DIRECTOR | NA | Control |
| MIRANDA, LUIS BAUTISTA | I | DIRECTOR | NA | Control |
| MIRANDA, LUIS BAUTISTA | I | DIRECTOR | NA | Control |
| MIRANDA, LUIS BAUTISTA | I | DIRECTOR | NA | Control |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | Control |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | Control |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | Control |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | Control |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | Control |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | Control |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | Control |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | Control |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | Control |
| MIRANDA, MONIQUE | I | DIRECTOR | NA | Control |
| PASCUAL NAVARRO, ALEJANDRO MIGUEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| PASCUAL NAVARRO, ALEJANDRO MIGUEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| PREWITT, MICHAEL E | I | CCO- REGISTERED INVESTMENT ADVISER | NA | |
| RAMIREZ BERMUDEZ, OSVALDO | I | CHIEF RISK OFFICER | NA | Control |
| RAMIREZ BERMUDEZ, OSVALDO | I | CHIEF RISK OFFICER | NA | Control |
| RAMIREZ BERMUDEZ, OSVALDO | I | CCO-REGISTERED INVESTMENT ADVISER | NA | Control |
| RAMIREZ BERMUDEZ, OSVALDO | I | CHIEF RISK OFFICER | NA | Control |
| RAMIREZ BERMUDEZ, OSVALDO | I | CHIEF RISK OFFICER | NA | Control |
| RAMIREZ BERMUDEZ, OSVALDO | I | CHIEF RISK OFFICER | NA | Control |
| VAZQUEZCOTTO, RUBEN DARIO | I | AGENCY MANAGER | NA | Control |
| WEBB, MILDRED CASSANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEBB, MILDRED CASSANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| UNIVERSAL GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL INSURANCE GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL INSURANCE GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL INSURANCE GROUP, INC | DE | OWNER | E | Control |
| UNIVERSAL INSURANCE GROUP, INC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MIRANDA, MONIQUE | I | UNIVERSAL GROUP, INC. | E | Control |
| MIRANDA, MONIQUE | I | UNIVERSAL GROUP, INC. | E | Control |
| MIRANDA, MONIQUE | I | UNIVERSAL GROUP, INC. | E | Control |
| MIRANDA, MONIQUE | I | UNIVERSAL GROUP, INC. | E | Control |
| MIRANDA, MONIQUE | I | UNIVERSAL GROUP, INC. | E | Control |
| MIRANDA, MONIQUE | I | UNIVERSAL GROUP, INC. | E | Control |
| MIRANDA, MONIQUE | I | UNIVERSAL GROUP, INC. | E | Control |
| MIRANDA, MONIQUE | I | UNIVERSAL GROUP, INC. | E | Control |
| MIRANDA, LUIS BAUTISTA | I | UNIVERSAL INSURANCE GROUP, INC | D | Control |
| MIRANDA, LUIS BAUTISTA | I | UNIVERSAL INSURANCE GROUP, INC | D | Control |
| MIRANDA, LUIS BAUTISTA | I | UNIVERSAL INSURANCE GROUP, INC | D | Control |
| MIRANDA, LUIS BAUTISTA | I | UNIVERSAL INSURANCE GROUP, INC | D | Control |
Registrations
Federal
IA
Sep 11, 2025 REGISTERED
Notice Filings (1)
PR
Address
METRO OFFICE PARKCALLE 1 LOTE 10
GUAYNABO, PR 00968
United States
Phone: (787) 706-7095