OPEN WINDOW FINANCIAL SOLUTIONS, LTD.
CRD #131562 SEC #801-114451 RENO, NV 775-827-0670
SEC Registered
Total AUM
$245.8M
Discretionary
$245.8M
Employees
6
Clients
51
Accounts
346
Firm Details
- Organization Type
- Corporation
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 3, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT | NA | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT | NA | Control |
| HOLLEN, JOSEPH, ROBERT | I | DIRECTOR | NA | Control |
| HOLLEN, JOSEPH, ROBERT | I | DIRECTOR | NA | Control |
| HOLLEN, ERIC, ANTHONY | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, ERIC, ANTHONY | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, ERIC, ANTHONY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, ERIC, ANTHONY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLEN, ERIC, ANTHONY | I | OWNER | D | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | D | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | D | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | D | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | D | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | D | Control |
| HOLLEN, ERIC, ANTHONY | I | OWNER | D | Control |
| HOLLEN, ERIC, ANTHONY | I | OWNER | D | |
| HOLLEN, ERIC, ANTHONY | I | OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLEN, ERIC, ANTHONY | I | OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLEN, ERIC, ANTHONY | I | OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOLLEN, ERIC, ANTHONY | I | OWNER | C | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | C | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | C | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | C | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | C | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | C | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | C | |
| HOLLEN, ERIC, ANTHONY | I | OWNER | C | |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT | C | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT | C | Control |
| HOLLEN, JOSEPH, ROBERT | I | PRESIDENT | C | Control |
Registrations
Federal
IA
Jul 3, 2025 REGISTERED
Notice Filings (3)
CA NV TX
Address
4741 CAUGHLIN PARKWAYSUITE 3
RENO, NV 89519
United States
Phone: 775-827-0670