CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
CRD #131631 SEC #801-63969 MIAMI, FL 786-594-4400
SEC Registered
Total AUM
$465M
Discretionary
$465M
Employees
30
Clients
1
Accounts
860
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2018
- Branch Offices
- 12
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALL, JAMES, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BALL, JAMES, C | I | COMPLIANCE OFFICER | NA | Control |
| BALL, JAMES, C | I | CCO | NA | Control |
| BALL, JAMES, C | I | MANAGER | NA | Control |
| BALL, JAMES, C | I | MANAGER | NA | Control |
| BRYANT, ANNA, MCMAHAN | I | OWNER | NA | |
| BRYANT, ANNA, MCMAHAN | I | OWNER | NA | |
| BRYANT, ANNA, MCMAHAN | I | OWNER | NA | |
| BRYANT, ANNA, MCMAHAN | I | OWNER | NA | |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | DIRECTOR OF COMPLIANCE | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | DIRECTOR OF COMPLIANCE | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | DIRECTOR OF COMPLIANCE | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | DIRECTOR OF COMPLIANCE | NA | Control |
| CHOTKOWSKI, MATTHEW, ADAM | I | DIRECTOR OF COMPLIANCE | NA | Control |
| COSTENBADER, WALTER, RUSSELL | I | CHIEF COMPLAINCE OFFICER | NA | |
| COSTENBADER, WALTER, RUSSELL | I | CHIEF COMPLAINCE OFFICER | NA | |
| FACELLA, STEPHEN, R | I | MD | NA | Control |
| FACELLA, STEPHEN, R | I | PRES | NA | Control |
| FACELLA, STEPHEN, ROCCO | I | MANAGING MEMBER | NA | Control |
| FACELLA, STEPHEN, ROCCO | I | MANAGING MEMBER | NA | Control |
| FACELLA, STEPHEN, ROCCO | I | MANAGING MEMBER | NA | Control |
| FACELLA, STEPHEN, ROCCO | I | MANAGING MEMBER | NA | Control |
| FACELLA, STEPHEN, ROCCO | I | MANAGING MEMBER | NA | Control |
| GIEKER, JOSEPH, HAROLD | I | CEO | NA | Control |
| GUTIERREZ, FRANKLIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, FRANKLIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, FRANKLIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, FRANKLIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, FRANKLIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, FRANKLIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, FRANKLIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUTIERREZ, FRANKLIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| HOGAN, GREGORY, PAPIN | I | MANAGING MEMBER | NA | Control |
| LEWIS, LARRY, EDWARD | I | OWNER | NA | |
| LEWIS, LARRY, EDWARD | I | OWNER | NA | |
| LEWIS, LARRY, EDWARD | I | OWNER | NA | |
| LEWIS, LARRY, EDWARD | I | OWNER | NA | |
| LOHWATER, KARL, WILLEM | I | MANAGER | NA | Control |
| LOHWATER, KARL, WILLEM | I | MANAGER | NA | Control |
| LOHWATER, KARL, WILLEM | I | MANAGER | NA | Control |
| LOHWATER, KARL, WILLEM | I | MANAGER | NA | Control |
| MORAN, RICHARD, THOMAS | I | PRESIDENT | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAMOS, SANDRO, LOUIS | I | MD / AMLCO | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO INTERIM | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO INTERIM | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO INTERM | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO INTERIM | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO INTERIM | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO INTERIM | NA | Control |
| RAMOS, SANDRO, LOUIS | I | CCO INTERIM | NA | Control |
| hogan, greg | I | MANAGER | NA | |
| CAPITAL GUARDIAN HOLDING COMPANY, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| CAPITAL GUARDIAN HOLDING, LLC | DE | OWNER | E | Control |
| MCMAHAN, CARLA, MCGINNIS | I | CORPORATE SECRETARY | D | Control |
| MCMAHAN, CARLA, MCGINNIS | I | CORPORATE SECRETARY | D | Control |
| MCMAHAN, CARLA, MCGINNIS | I | CORPORATE SECRETARY | D | Control |
| MCMAHAN, CARLA, MCGINNIS | I | SECRETARY | D | Control |
| MCMAHAN, CARLA, MCGINNIS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MCMAHAN, CARLA, MCGINNIS | I | CORPORATE SECRETARY | D | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | OWNER | C | Control |
| BOYER, DAVID, ALAN | I | OWNER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOYER, DAVID, ALAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | OWNER | C | Control |
| FAYED, MICHAEL, ERIC | I | OWNER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| FAYED, MICHAEL, ERIC | I | CHIEF FINANCIAL OFFICER | C | Control |
| LEWIS, GEORGE, EDWARD | I | TREASURER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER | C | Control |
| LOWE, JUSTIN, PETER | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF INVESTMENT OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF INVESTMENT OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF INVESTMENT OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | PRESIDENT | C | Control |
| MCMAHAN, DAVID, WATTS | I | PRESIDENT | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, DAVID, WATTS | I | CHIEF OPERATIONS OFFICER | C | Control |
| MCMAHAN, MICHAEL, KEITH | I | CHAIRMAN | B | Control |
| MCMAHAN, MICHAEL, KEITH | I | CHAIRMAN | B | Control |
| MCMAHAN, MICHAEL, KEITH | I | CHAIRMAN | B | Control |
| MCMAHAN, MICHAEL, KEITH | I | OWNER | B | Control |
| MCMAHAN, MICHAEL, KEITH | I | CHAIRMAN | B | Control |
| BOYER, DAVID, ALAN | I | OWNER | A | |
| BOYER, DAVID, ALAN | I | OWNER | A | |
| BOYER, DAVID, ALAN | I | OWNER | A | |
| BOYER, DAVID, ALAN | I | OWNER | A | |
| FAYED, MICHAEL, ERIC | I | OWNER | A | |
| FAYED, MICHAEL, ERIC | I | OWNER | A | |
| FAYED, MICHAEL, ERIC | I | OWNER | A | |
| FAYED, MICHAEL, ERIC | I | OWNER | A | |
| GREGG, KEITH, EDWARD | I | CHIEF EXECUTIVE OFFICER | A | Control |
| MCMAHAN, DAVID, WATTS | I | PRESIDENT | A | Control |
| MCMAHAN, DAVID, WATTS | I | PRESIDENT | A | Control |
| MCMAHAN, DAVID, WATTS | I | PRESIDENT | A | Control |
| MCMAHAN, DAVID, WATTS | I | PRESIDENT | A | Control |
| MCMAHAN, DAVID, WATTS | I | PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AVERY ELLIS LLC | DE | SOUTHPORT LANE INC | F | |
| AVERY ELLIS LLC | DE | SOUTHPORT LANE INC | F | |
| BURNS, ALEXANDER, CHATFIELD | I | SOUTHPORT LANE INC | E | |
| BURNS, ALEXANDER, CHATFIELD | I | SOUTHPORT LANE INC | E | |
| CAPITAL L GROUP, LLC | DE | CAPITAL GUARDIAN HOLDING COMPANY, LLC | E | |
| CAPITAL L GROUP, LLC | DE | CAPITAL GUARDIAN HOLDING COMPANY, LLC | E | |
| CAPITAL L GROUP, LLC | DE | CAPITAL GUARDIAN HOLDING COMPANY, LLC | E | |
| SCHERR, ANDREW, BRIAN | I | AVERY ELLIS | E | |
| SCHERR, ANDREW, BRIAN | I | AVERY ELLIS | E | |
| SOUTHPORT LANE INC | DE | SOUTHPORT LANE SECURITIES INC | E | |
| SOUTHPORT LANE INC | DE | SOUTHPORT LANE SECURITIES INC | E | |
| SOUTHPORT LANE SECURITIES LLC | DE | CAPITAL GUARDIAN HOLDING COMPANY LLC | E | |
| SOUTHPORT LANE SECURITIES LLC | DE | CAPITAL GUARDIAN HOLDING COMPANY LLC | E | |
| HEARTLAND FAMILY GROUP LLC | DE | SOUTHPORT LANE INC | D | |
| HEARTLAND FAMILY GROUP LLC | DE | SOUTHPORT LANE INC | D | |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING COMPANY, LLC | D | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING COMPANY, LLC | D | Control |
| MULLER, THEO | I | CAPITAL GUARDIAN HOLDING COMPANY, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL HOLDINGS, LLC | DE | NORTHERN STAR CAPITAL MANAGEMENT, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| NORTHERN STAR CAPITAL MANAGEMENT, LLC | DE | CAPITAL GUARDIAN HOLDING, LLC | D | Control |
| LEBEDIS, PATRICK, ROBERT | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LEBEDIS, PATRICK, ROBERT | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LEBEDIS, PATRICK, ROBERT | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LEBEDIS, PATRICK, ROBERT | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LEBEDIS, PATRICK, ROBERT | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LEBEDIS, PATRICK, ROBERT | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LEBEDIS, PATRICK, ROBERT | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LEBEDIS, PATRICK, ROBERT | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
| LOWE, JUSTIN, PETER | I | NORTHERN STAR CAPITAL HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 26, 2018 REGISTERED
Notice Filings (51)
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Address
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