WESTERN ANNUITY SERVICES, INC.
Legal name: WASI
CRD #131689 SEC #801-63382 SAN FRANCISCO, CA 415-933-8222
SEC Registered
Total AUM
$28.2M
Discretionary
$0
Employees
1
Clients
0
Accounts
793
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Dec 13, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VAN HOY, RENEE, MARILYN | I | VICE PRESIDENT | NA | |
| VAN HOY, RENEE, MARILYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, GEORGE, BRUCE | I | PRESIDENT | D | Control |
| GORDON, GEORGE, BRUCE | I | PRESIDENT | D | Control |
| GORDON, GEORGE, BRUCE | I | PRESIDENT | D | Control |
| GORDON, GEORGE, BRUCE | I | PRESIDENT | D | Control |
| GORDON, GEORGE, BRUCE | I | PRESIDENT | D | Control |
| GORDON, GEORGE, BRUCE | I | PRESIDENT | D | Control |
| GORDON, GEORGE, BRUCE | I | PRESIDENT | D | Control |
| GORDON, GEORGE, BRUCE | I | PRESIDENT | D | Control |
| FRANZESE, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| FRANZESE, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| FRANZESE, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| FRANZESE, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| FRANZESE, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| FRANZESE, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| FRANZESE, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| FRANZESE, JOHN, ANTHONY | I | VICE PRESIDENT | C | Control |
| CONRADY, RENEE, MARILYN | I | CHIEF COMPLIANCE OFFICER, V.P. | B | Control |
| CONRADY, RENEE, MARILYN | I | CHIEF COMPLIANCE OFFICER, V.P. | B | Control |
| PICO, TONY | I | VICE PRESIDENT | B | Control |
| PICO, TONY | I | VICE PRESIDENT | B | Control |
| CONRADY, RENEE, MARILYN | I | VICE PRESIDENT | A | |
| CONRADY, RENEE, MARILYN | I | CHIEF COMPLIANCE OFFICER | A | |
| CONRADY, RENEE, MARILYN | I | VICE PRESIDENT | A | |
| CONRADY, RENEE, MARILYN | I | CHIEF COMPLIANCE OFFICER | A | |
| CONRADY, RENEE, MARILYN | I | VICE PRESIDENT | A | |
| CONRADY, RENEE, MARILYN | I | CHIEF COMPLIANCE OFFICER | A | |
| CONRADY, RENEE, MARILYN | I | VICE PRESIDENT | A | |
| CONRADY, RENEE, MARILYN | I | CHIEF COMPLIANCE OFFICER | A |
Registrations
Federal
IA
Dec 13, 2011 REGISTERED
Notice Filings (4)
AZ CA NY TX
Address
432 CLEMENT STREETSAN FRANCISCO, CA 94118
United States
Phone: 415-933-8222