ANDESA FINANCIAL MANAGEMENT, INC.
CRD #131702 SEC #801-67683 ALLENTOWN, PA (610) 841-5367
SEC Registered
Total AUM
$360.9M
Discretionary
$332.5M
Employees
5
Clients
251
Accounts
849
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 17, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | NA | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | NA | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | NA | Control |
| BARBEHENN, PAUL, CURTIS | I | DIRECTOR-PORTFOLIO MANAGEMENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBEHENN, PAUL, CURTIS | I | DIRECTOR-PORTFOLIO MANAGEMENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBEHENN, PAUL, CURTIS | I | DIRECTOR-PORTFOLIO MANAGEMENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBEHENN, PAUL, CURTIS | I | DIRECTOR-PORTFOLIO MANAGEMENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | SHAREHOLDER | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| LEBER, DAVID, MATTHEW | I | OF COUNSEL | NA | Control |
| SHEPTOCK, KELLY, JUSTINE | I | SENIOR ASSOCIATE AND SHAREHOLDER | NA | |
| SHEPTOCK, KELLY, JUSTINE | I | SENIOR ASSOCIATE AND SHAREHOLDER | NA | |
| SHEPTOCK, KELLY, JUSTINE | I | SENIOR ASSOCIATE AND SHAREHOLDER | NA | |
| MERCER GLOBAL ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| MERCER GLOBAL ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| COBB, MICHAEL, GREGORY | I | MANAGING PRINCIPAL, SHAREHOLDER | D | Control |
| COBB, MICHAEL, GREGORY | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | D | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRESIDENT | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRESIDENT | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRESIDENT | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRESIDENT | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRESIDENT | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRESIDENT | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRESIDENT | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BAITTINGER, MICHAEL, DAVID | I | PRINCIPAL | C | Control |
| BARBEHENN, PAUL, CURTIS | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| BARBEHENN, PAUL, CURTIS | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | C | Control |
| COBB, MICHAEL, GREGORY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| COBB, MICHAEL, GREGORY | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| COBB, MICHAEL, GREGORY | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | C | Control |
| LEBER, DAVID, MATTHEW | I | CHIEF EXECUTIVE OFFICER | C | Control |
| LEBER, DAVID, MATTHEW | I | CHIEF EXECUTIVE OFFICER | C | Control |
| LEBER, DAVID, MATTHEW | I | CHIEF EXECUTIVE OFFICER | C | Control |
| LEBER, DAVID, MATTHEW | I | CHIEF EXECUTIVE OFFICER | C | Control |
| LEBER, DAVID, MATTHEW | I | CHIEF EXECUTIVE OFFICER | C | Control |
| LEBER, DAVID, MATTHEW | I | CHIEF EXECUTIVE OFFICER | C | Control |
| YOUNG, RODMAN, DEHART | I | PRESIDENT | C | Control |
| YOUNG, RODMAN, DEHART | I | PRESIDENT, SHAREHOLDER | C | Control |
| YOUNG, RODMAN, DEHART | I | PRESIDENT, SHAREHOLDER | C | Control |
| YOUNG, RODMAN, DEHART | I | PRESIDENT, SHAREHOLDER | C | Control |
| SNYDER, KATHLEEN, M | I | DIRECTOR OF FINANCE AND ADMINISTRATION | B | |
| SNYDER, KATHLEEN, M | I | DIRECTOR OF FINANCE AND ADMINISTRATION, SHAREHOLDER | B | |
| SNYDER, KATHLEEN, M | I | DIRECTOR OF FINANCE AND ADMINISTRATION, SHAREHOLDER | B | |
| SNYDER, KATHLEEN, M | I | DIRECTOR OF FINANCE AND ADMINISTRATION, SHAREHOLDER | B | |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| BRIGGS, MALCOLM, NORTHRUP | I | SHAREHOLDER | A | Control |
| COBB, MICHAEL, GREGORY | I | SHAREHOLDER | A | Control |
| COBB, MICHAEL, GREGORY | I | SHAREHOLDER | A | Control |
Registrations
Federal
IA
Apr 17, 2023 REGISTERED
Notice Filings (14)
CA CT DE FL GA LA MA NH NJ NY PA SC TX VA
Address
4905 HAMILTON BOULEVARDALLENTOWN, PA 18106
United States
Phone: (610) 841-5367