AFS INVESTMENT ADVISORS, INC.
CRD #131714 SEC #801-67867 AUSTIN, TX 800-617-3900
SEC Registered
Total AUM
$25.1M
Discretionary
$416.8K
Employees
10
Clients
10
Accounts
148
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUSTIN, CAROLINE, BEYER | I | DIRECTOR | NA | Control |
| AUSTIN, CAROLINE, BEYER | I | DIRECTOR | NA | Control |
| AUSTIN, CAROLINE, BEYER | I | DIRECTOR | NA | Control |
| AUSTIN, CAROLINE, BEYER | I | DIRECTOR | NA | Control |
| CHRISTIANS, AMANDA, M | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER/CORP. RECORDKEEPER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER/CORP. RECORDKEEPER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER/CORP. RECORDKEEPER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER/CORP. RECORDKEEPER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER/CORP. RECORDKEEPER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER/CORP. RECORDKEEPER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CHRISTIANS, AMANDA, MICHELE | I | CHIEF COMPLIANCE OFFICER/COO/DESIGNATED OFFICER | NA | Control |
| CLEMENT, ISAAC, JOHN | I | SECRETARY | NA | Control |
| CLEMENT, ISAAC, JOHN | I | SECRETARY | NA | Control |
| CLEMENT, ISAAC, JOHN | I | SECRETARY | NA | Control |
| CLEMENT, ISAAC, JOHN | I | SECRETARY | NA | Control |
| CLEMENT, ISAAC, JOHN | I | SECRETARY | NA | Control |
| CLEMENT, ISAAC, JOHN | I | SECRETARY | NA | Control |
| CLEMENT, ISAAC, JOHN | I | SECRETARY | NA | Control |
| CLEMENT, ISAAC, JOHN | I | SECRETARY | NA | Control |
| CLEMENT, ISAAC, JOHN | I | SECRETARY | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PORTFOLIO MANAGER/AFS FUND ARCHITECT | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PORTFOLIO MANAGER/AFS FUND ARCHITECT | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PORTFOLIO MANAGER/AFS FUND ARCHITECT | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PORTFOLIO MANAGER/AFS FUND ARCHITECT | NA | Control |
| HURWITZ, DONALD, CLIFFORD | I | PORTFOLIO MANAGER/AFS FUND ARCHITECT | NA | Control |
| KELSO, CLYDE, DOUGLAS | I | DIRECTOR | NA | Control |
| KELSO, CLYDE, DOUGLAS | I | DIRECTOR | NA | Control |
| KELSO, CLYDE, DOUGLAS | I | DIRECTOR | NA | Control |
| KELSO, CLYDE, DOUGLAS | I | DIRECTOR | NA | Control |
| KELSO, CLYDE, DOUGLAS | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| LENOIR, BRYAN, SCOT | I | DIRECTOR | NA | Control |
| SHADE, KENNETH, EUGENE | I | PRESIDENT/CEO | NA | Control |
| SHADE, KENNETH, EUGENE | I | PRESIDENT/CEO | NA | Control |
| AFFILIATED FINANCIAL SERVICES CORPORATION | DE | OWNER | E | Control |
| AFFILIATED FINANCIAL SERVICES CORPORATION | DE | OWNER | E | Control |
| AFFILIATED FINANCIAL SERVICES CORPORATION | DE | OWNER | E | Control |
| AFFILIATED FINANCIAL SERVICES CORPORATION | DE | OWNER | E | Control |
| AFFILIATED FINANCIAL SERVICES CORPORATION | DE | OWNER | E | Control |
| AFFILIATED FINANCIAL SERVICES CORPORATION | DE | OWNER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| EVOLVE FINANCIAL GROUP | DE | 100% SHAREHOLDER | E | Control |
| GIOIA, ROBERT, MICHAEL | I | DIRECTOR | A | Control |
| GIOIA, ROBERT, MICHAEL | I | DIRECTOR | A | Control |
| GIOIA, ROBERT, MICHAEL | I | DIRECTOR | A | Control |
| GIOIA, ROBERT, MICHAEL | I | DIRECTOR | A | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | A | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | A | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | A | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | A | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | A | Control |
| HURWITZ, DONALD, CLIFFORD | I | PRESIDENT/CEO/PORTFOLIO MANAGER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PGI HOLDINGS, LLC. | DE | AFFILIATED FINANCIAL SERVICES CORPORATION | D | Control |
| PGI HOLDINGS, LLC. | DE | AFFILIATED FINANCIAL SERVICES CORPORATION | D | Control |
| PGI HOLDINGS, LLC. | DE | AFFILIATED FINANCIAL SERVICES CORPORATION | D | Control |
| PGI HOLDINGS, LLC. | DE | AFFILIATED FINANCIAL SERVICES CORPORATION | D | Control |
| PGI HOLDINGS, LLC. | DE | AFFILIATED FINANCIAL SERVICES CORPORATION | D | Control |
| HAMANN, TERRY, WAYNE | I | PGI HOLDINGS, LLC | C | Control |
| HAMANN, TERRY, WAYNE | I | AFFILIATED FINANCIAL SERVICES CORPORATION | C | Control |
| HAMANN, TERRY, WAYNE | I | PGI HOLDINGS, LLC | C | Control |
| HAMANN, TERRY, WAYNE | I | PGI HOLDINGS, LLC | C | Control |
| HAMANN, TERRY, WAYNE | I | PGI HOLDINGS, LLC | C | Control |
| HAMANN, TERRY, WAYNE | I | PGI HOLDINGS, LLC | C | Control |
| LENOIR, BRYAN, SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN, SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN, SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN, SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN, SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| PGI HOLDINGS, INC. | DE | AFFILIATED FINANCIAL SERVICES CORPORATION | C | Control |
Registrations
Federal
IA
May 2, 2007 REGISTERED
Notice Filings (28)
AK AR AZ CA CO CT FL GA IA ID IL KS KY MA MN MO MS NC NE NJ NM NV OH OR PA SC TN TX
Address
5300 BEE CAVES ROADBLDG III SUITE 200
AUSTIN, TX 78746
USA
Phone: 800-617-3900