BREAKWATER FUND MANAGEMENT, LLC
CRD #131725 SEC #801-63301 LOS ANGELES, CA 310-914-9670
SEC Registered
Total AUM
$30M
Discretionary
$30M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JAKOB, RICHARD, C | I | MANAGING MEMBER | D | Control |
| JORDAN, GREGORY, ALFRED | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| JORDAN, GREGORY, ALFRED | I | MANAGING MEMBER | D | Control |
| HARRISON, WILLIAM, JOSEPH | I | MANAGING MEMBER | C | Control |
| HARRISON, WILLIAM, JOSEPH | I | MANAGING MEMBER | C | Control |
| JACOBS, CHRISTOPHER, NEIL | I | MANAGING MEMBER | C | Control |
| JORDAN, GREGORY, ALFRED | I | MANAGING MEMBER/CCO | C | Control |
Registrations
Federal
IA
Sep 29, 2005 REGISTERED
Notice Filings (1)
CA
Address
11111 SANTA MONICA BLVD.SUITE 1110
LOS ANGELES, CA 90025
USA
Phone: 310-914-9670