USA MUTUALS ADVISORS, INC.
CRD #131750 SEC #801-63216 DALLAS, TX 214-953-0066
SEC Registered
Total AUM
$73.7M
Discretionary
$73.7M
Employees
3
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AHRENS, DANIEL, STUART | I | PRESIDENT | NA | Control |
| AHRENS, DANIEL, STUART | I | PRESIDENT | NA | Control |
| AHRENS, DANIEL, STUART | I | PRESIDENT | NA | Control |
| AHRENS, DANIEL, STUART | I | PRESIDENT | NA | Control |
| BAKER, ROBERT, LANCE | I | CFO | NA | Control |
| BAKER, ROBERT, LANCE | I | CFO | NA | Control |
| BAKER, ROBERT, LANCE | I | CFO | NA | Control |
| BAKER, ROBERT, LANCE | I | CFO | NA | Control |
| BAKER, ROBERT, LANCE | I | CFO | NA | Control |
| BAKER, ROBERT, LANCE | I | CFO | NA | Control |
| BAKER, ROBERT, LANCE | I | CFO | NA | Control |
| BOTTOM, JEFFREY, LEE | I | PRESIDENT | NA | Control |
| BOTTOM, JEFFREY, LEE | I | PRESIDENT | NA | Control |
| BOTTOM, JEFFREY, LEE | I | PRESIDENT | NA | Control |
| BOTTOM, JEFFREY, LEE | I | PRESIDENT | NA | Control |
| BOTTOM, JEFFREY, LEE | I | PRESIDENT | NA | Control |
| BOTTOM, JEFFREY, LEE | I | PRESIDENT | NA | Control |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DESCOTEAUX, DIANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DESCOTEAUX, DIANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DESCOTEAUX, DIANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DESCOTEAUX, DIANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARLEY, JOSEPH, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| Fletcher, Jordan, Lea | I | CHIEF OPERATING OFFICER | NA | Control |
| Fletcher, Jordan, Lea | I | CHIEF OPERATING OFFICER | NA | Control |
| Fletcher, Jordan, Lea | I | CHIEF OPERATING OFFICER | NA | Control |
| Fletcher, Jordan, Lea | I | CHIEF OPERATING OFFICER | NA | Control |
| Fletcher, Jordan, Lea | I | CHIEF OPERATING OFFICER | NA | Control |
| Fletcher, Jordan, Lea | I | CHIEF OPERATING OFFICER | NA | Control |
| Fletcher, Jordan, Lea | I | CHIEF OPERATING OFFICER | NA | Control |
| Fletcher, Jordan, Lea | I | CHIEF OPERATING OFFICER | NA | Control |
| Glocke, Nicholaus, Samuel | I | COO | NA | Control |
| HENRY, MICHAEL, JAMES | I | CCO | NA | Control |
| HENRY, MICHAEL, JAMES | I | PRESIDENT & CCO | NA | Control |
| HENRY, MICHAEL, JAMES | I | PRESIDENT & CCO | NA | Control |
| HENRY, MICHAEL, JAMES | I | PRESIDENT & CCO | NA | Control |
| LANSKY, ERIC, SOL | I | PRESIDENT & COO | NA | Control |
| LANSKY, ERIC, SOL | I | PRESIDENT & COO | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| LOUKAS, MICHAEL, NORMAN | I | PRESIDENT | NA | Control |
| MCNISH, WILLIAM, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCNISH, WILLIAM, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCNISH, WILLIAM, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCNISH, WILLIAM, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCNISH, WILLIAM, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCNISH, WILLIAM, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORTON, CHARLES, LOUIS | I | VICE PRESIDENT/PORTFOLIO MGR | NA | |
| NORTON, CHARLES, LOUIS | I | VICE PRESIDENT/PORTFOLIO MGR | NA | |
| ROBERTSCHEATHAM, LAURIE, PATRIECE | I | PRESIDENT & COO | NA | Control |
| ROBERTSCHEATHAM, LAURIE, PATRIECE | I | PRESIDENT & COO | NA | Control |
| ROBERTSCHEATHAM, LAURIE, PATRIECE | I | PRESIDENT & COO | NA | Control |
| ROBERTSCHEATHAM, LAURIE, PATRIECE | I | PRESIDENT & COO | NA | Control |
| SCOTT, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| STREHLE, PAUL, CONDE | I | PRESIDENT | NA | Control |
| STREHLE, PAUL, CONDE | I | PRESIDENT | NA | Control |
| STREHLE, PAUL, CONDE | I | PRESIDENT | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SZILAGYI, JERRY, JOHN | I | PRESIDENT & COO | NA | Control |
| SZILAGYI, JERRY, JOHN | I | PRESIDENT & COO | NA | Control |
| SZILAGYI, JERRY, JOHN | I | PRESIDENT & COO | NA | Control |
| SZILAGYI, JERRY, JOHN | I | PRESIDENT & COO | NA | Control |
| SZILAGYI, JERRY, JOHN | I | PRESIDENT & COO | NA | Control |
| SZILAGYI, JERRY, JOHN | I | PRESIDENT & COO | NA | Control |
| TALARICO, GUY, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALARICO, GUY, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALARICO, GUY, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALARICO, GUY, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUTUAL CAPITAL ALLIANCE | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUAL CAPITAL ALLIANCE, INC | DE | STOCKHOLDER | E | Control |
| MUTUALS HOLDINGS CORP | DE | STOCKHOLDER | E | Control |
| MUTUALS HOLDINGS CORP | DE | STOCKHOLDER | E | Control |
| STREHLE, PAUL, CONDE | I | PRESIDENT (06/2021), OWNER (02/2025) | E | Control |
| STREHLE, PAUL, CONDE | I | PRESIDENT (06/2021), OWNER (02/2025) | E | Control |
| STREHLE, PAUL, CONDE | I | PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUALS HOLDING CORP. | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUALS HOLDING CORP. | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
| SAPIO, RICHARD, ANDREW | I | MUTUAL CAPITAL ALLIANCE | D | Control |
Registrations
Federal
IA
Sep 26, 2025 REGISTERED
Notice Filings (2)
TX WI
Address
700 N. PEARLSTE. 900
DALLAS, TX 75201
United States
Phone: 214-953-0066