FULCRUM ADVISORY SERVICES, LLC
CRD #131777 SEC #801-65303 ST. LOUIS, MO 314-336-3111
SEC Registered
Total AUM
$24.9M
Discretionary
$24.9M
Employees
11
Clients
1
Accounts
102
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 17, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEHRENS, WILLIAM, PAUL | I | PRESIDENT & CEO | NA | Control |
| BEHRENS, WILLIAM, PAUL | I | PRESIDENT & CEO | NA | Control |
| BEHRENS, WILLIAM, PAUL | I | PRESIDENT & CEO | NA | Control |
| BEHRENS, WILLIAM, PAUL | I | PRESIDENT & CEO | NA | Control |
| BEHRENS, WILLIAM, PAUL | I | PRESIDENT & CEO | NA | Control |
| BEHRENS, WILLIAM, PAUL | I | PRESIDENT & CEO | NA | Control |
| BEHRENS, WILLIAM, PAUL | I | PRESIDENT & CEO | NA | Control |
| DIPPEL, RONALD, LEO | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DIPPEL, RONALD, LEO | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DUTROW, LINDSAY, MARIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| FERGUSON, FRANK, WILLIAM | I | DIRECTOR, VICE PRESIDENT, TREASURER | NA | Control |
| FERGUSON, FRANK, WILLIAM | I | DIRECTOR, VICE PRESIDENT, TREASURER | NA | Control |
| FLICK, TIMOTHY, ALAN | I | REPRESENTATIVE | NA | |
| FLICK, TIMOTHY, ALAN | I | REPRESENTATIVE | NA | |
| FLICK, TIMOTHY, ALAN | I | REPRESENTATIVE | NA | |
| FLICK, TIMOTHY, ALAN | I | REPRESENTATIVE | NA | |
| FLICK, TIMOTHY, ALAN | I | REPRESENTATIVE | NA | |
| FLICK, TIMOTHY, ALAN | I | REPRESENTATIVE | NA | |
| FRAGER, NORMAN | I | CFO & CHIEF OPERATING OFFICER | NA | Control |
| HARRIS, EUGENE, WHITNEY | I | PRESIDENT | NA | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | NA | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | NA | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KEARNS, J, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KISSINGER, MICHAEL, CHARLES | I | VICE PRESIDENT, SECRETARY AND CCO (CHIEF COMPLIANCE OFFICER) | NA | |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY AND CCO (CHIEF COMPLIANCE OFFICER) | NA | |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY | NA | Control |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY | NA | Control |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY | NA | Control |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY | NA | Control |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY | NA | Control |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY AND CCO (CHIEF COMPLIANCE OFFICER) | NA | |
| KISSINGER, MICHAEL, CHARLES | I | VICE PRESIDENT, SECRETARY AND CCO (CHIEF COMPLIANCE OFFICER) | NA | |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY | NA | Control |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY | NA | |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY | NA | Control |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY | NA | Control |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY | NA | Control |
| KISSINGER, MICHAEL, CHARLES | I | SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| LYONS, CYNTHIA, DAWN | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT & CEO | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT & CEO | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT & CEO | NA | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRESIDENT & CEO | NA | Control |
| SMITH, DAVID, CHRISTOPHER | I | REPRESENTATIVE | NA | |
| SMITH, DAVID, CHRISTOPHER | I | REPRESENTATIVE | NA | |
| SMITH, DAVID, CHRISTOPHER | I | REPRESENTATIVE | NA | |
| SMITH, DAVID, CHRISTOPHER | I | REPRESENTATIVE | NA | |
| SMITH, DAVID, CHRISTOPHER | I | REPRESENTATIVE | NA | |
| SMITH, DAVID, CHRISTOPHER | I | REPRESENTATIVE | NA | |
| AHM-FULCRUM HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| AHM-FULCRUM HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| AHM-FULCRUM HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| AHM-FULCRUM HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| AHM-FULCRUM HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| AHM-FULCRUM HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| AHM-FULCRUM HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| AHM-FULCRUM HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| AHM-FULCRUM HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| AHM-FULCRUM HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| AHM-FULCRUM HOLDINGS, LLC | DE | DIRECT OWNER | E | Control |
| FULCRUM CAPITAL CORP. | DE | OWNER | E | Control |
| FULCRUM CAPITAL CORP. | DE | OWNER | E | Control |
| FULCRUM CAPITAL CORP. | DE | OWNER | E | Control |
| FULCRUM CAPITAL CORP. | DE | OWNER | E | Control |
| FULCRUM CAPITAL CORP. | DE | OWNER | E | Control |
| FULCRUM CAPITAL CORP. | DE | OWNER | E | Control |
| FULCRUM CAPITAL CORP. | DE | OWNER | E | Control |
| FULCRUM CAPITAL CORP. | DE | OWNER | E | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | OWNER / HOLDING COMPANY | E | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | OWNER / HOLDING COMPANY | E | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | OWNER / HOLDING COMPANY | E | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | OWNER / HOLDING COMPANY | E | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | OWNER / HOLDING COMPANY | E | Control |
| AHM-PIVOT HOLDINGS, LLC | DE | DIRECT OWNER | D | Control |
| AHM-PIVOT HOLDINGS, LLC | DE | DIRECT OWNER | D | Control |
| AHM-PIVOT HOLDINGS, LLC | DE | DIRECT OWNER | D | Control |
| AHM-PIVOT HOLDINGS, LLC | DE | DIRECT OWNER | D | Control |
| BARTOW CREEK PARTNERS, LLC | DE | DIRECT OWNER | C | Control |
| BARTOW CREEK PARTNERS, LLC | DE | DIRECT OWNER | C | Control |
| BARTOW CREEK PARTNERS, LLC | DE | DIRECT OWNER | C | Control |
| BARTOW CREEK PARTNERS, LLC | DE | DIRECT OWNER | C | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | C | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | C | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | C | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | C | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | C | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | C | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | C | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | C | Control |
| LONGSTRETH, JAMES, RUSSELL | I | CHIEF OPERATING OFFICER | C | Control |
| LONGSTRETH, JAMES, RUSSELL | I | CHIEF OPERATING OFFICER | C | Control |
| HARVEY, SUZANNE, GRAY | I | MANAGING DIRECTOR | B | Control |
| HARVEY, SUZANNE, GRAY | I | MANAGING DIRECTOR | B | Control |
| HARVEY, SUZANNE, GRAY | I | OFFICER | B | |
| HARVEY, SUZANNE, GRAY | I | OFFICER | B | |
| HARVEY, SUZANNE, GRAY | I | OFFICER | B | |
| HARVEY, SUZANNE, GRAY | I | MANAGING DIRECTOR | B | Control |
| KEARNS, J, PATRICK | I | PRESIDENT & CEO | B | Control |
| LONGSTRETH, JAMES, RUSSELL | I | CHIEF OPERATING OFFICER | B | Control |
| LONGSTRETH, JAMES, RUSSELL | I | MANAGING DIRECTOR | B | Control |
| LONGSTRETH, JAMES, RUSSELL | I | CHIEF OPERATING OFFICER | B | Control |
| LONGSTRETH, JAMES, RUSSELL | I | CHIEF OPERATING OFFICER | B | Control |
| LONGSTRETH, JAMES, RUSSELL | I | CHIEF OPERATING OFFICER | B | Control |
| LONGSTRETH, JAMES, RUSSELL | I | CHIEF OPERATING OFFICER | B | Control |
| LONGSTRETH, JAMES, RUSSELL | I | CHIEF OPERATING OFFICER | B | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRINCIPAL | B | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRINCIPAL | B | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRINCIPAL | B | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRINCIPAL | B | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRINCIPAL | B | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRINCIPAL | B | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRINCIPAL | B | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRINCIPAL | B | Control |
| MEGLIOLA, DONALD, CHRISTOPHER | I | PRINCIPAL | B | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | OWNER / HOLDING COMPANY | B | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | SHAREHOLDER | B | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | SHAREHOLDER | B | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | SHAREHOLDER | B | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | SHAREHOLDER | B | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | SHAREHOLDER | B | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | SHAREHOLDER | B | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | SHAREHOLDER | B | Control |
| O'MEARA FERGUSON KEARNS, INC. | DE | SHAREHOLDER | B | Control |
| HARVEY, SUZANNE, GRAY | I | OFFICER | A | |
| HARVEY, SUZANNE, GRAY | I | OFFICER | A | |
| HARVEY, SUZANNE, GRAY | I | OFFICER | A | |
| KISSINGER, MICHAEL, CHARLES | I | VICE PRESIDENT, SECRETARY AND CCO (CHIEF COMPLIANCE OFFICER) | A | Control |
| KISSINGER, MICHAEL, CHARLES | I | VICE PRESIDENT, SECRETARY | A | Control |
| KISSINGER, MICHAEL, CHARLES | I | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | A | Control |
| KISSINGER, MICHAEL, CHARLES | I | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | A | Control |
| KISSINGER, MICHAEL, CHARLES | I | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | A | Control |
| KISSINGER, MICHAEL, CHARLES | I | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | A | Control |
| KISSINGER, MICHAEL, CHARLES | I | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | A | Control |
| KISSINGER, MICHAEL, CHARLES | I | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | A | Control |
| KISSINGER, MICHAEL, CHARLES | I | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BEHRENS, WILLIAM, PAUL | I | BARTOW CREEK PARTNERS, LLC | E | Control |
| BEHRENS, WILLIAM, PAUL | I | BARTOW CREEK PARTNERS, LLC | E | Control |
| BEHRENS, WILLIAM, PAUL | I | BARTOW CREEK PARTNERS, LLC | E | Control |
Registrations
Federal
IA
Dec 17, 2015 REGISTERED
Notice Filings (39)
AL AZ CA CO CT DC DE FL GA HI IA ID IL IN KY LA MA MD ME MI MN MO MT NC NJ NV NY OH OK OR PA SC TN TX UT VA WA WI WV
Address
11975 WESTLINE INDUSTRIAL DRIVEST. LOUIS, MO 63146
United States
Phone: 314-336-3111