HOTTINGER BROTHERS LLC GROUP BANQUE HOTTINGER ET CIE LIMITED

Legal name: HOTTINGER BROTHERS

CRD #131818 SEC #801-63443 NEW YORK, NY 212-332-7930

SEC Registered

Total AUM

$62.4M

Discretionary

$62.4M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 11, 2013
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AUF DER MAUR, JOERG	I	MANAGER	NA	Control
AUF DER MAUR, JOERG	I	MANAGER	NA	Control
AUF DER MAUR, JOERG	I	MANAGER	NA	Control
AUF DER MAUR, JOERG	I	MANAGER	NA	Control
BROGNO, ANTONELLA	I	CHIEF COMPLIANCE OFFICER	NA
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	NA	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	NA	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	NA	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	NA	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	NA	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	NA	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	NA	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	NA	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	NA	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	NA	Control
DE POURTALES-SCHICKLER, PAUL, EDMOND PIERRE	I	MANAGER	NA	Control
DE POURTALES-SCHICKLER, PAUL, EDMOND PIERRE	I	MANAGER	NA	Control
DE POURTALES-SCHICKLER, PAUL, EDMOND PIERRE	I	MANAGER	NA	Control
DE POURTALES-SCHICKLER, PAUL, EDMOND PIERRE	I	MANAGER	NA	Control
HOTTINGER CAPITAL CORP	DE	SHAREHOLDER	NA
HOTTINGER CAPITAL CORP	DE	SHAREHOLDER	NA
HOTTINGER CAPITAL CORP	DE	SHAREHOLDER	NA
HOTTINGER, FREDERIC	I	MANAGER	NA	Control
HOTTINGER, FREDERIC	I	MANAGER	NA	Control
HOTTINGER, FREDERIC	I	MANAGER	NA	Control
HOTTINGER, FREDERIC	I	MANAGER	NA	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT & CHIEF FINANCIAL OFFICER	NA	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER	NA	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER	NA	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER	NA	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER	NA	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER	NA	Control
SUTER, ALFRED	I	MANAGER, SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	NA	Control
SUTER, ALFRED	I	MANAGER, SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	NA	Control
SUTER, ALFRED	I	MANAGER, SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	NA	Control
SUTER, ALFRED	I	MANAGER AND SENIOR VICE PRESIDENT	NA	Control
SUTER, ALFRED	I	MANAGER, SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	NA	Control
SUTER, ALFRED	I	MANAGER AND SENIOR VICE PRESIDENT	NA	Control
HOTTINGER BROTHERS HOLDING, INC.	DE	SHAREHOLDER	D	Control
HOTTINGER BROTHERS HOLDING, INC.	DE	SHAREHOLDER	D	Control
HOTTINGER BROTHERS HOLDING, INC.	DE	SHAREHOLDER	D	Control
HOTTINGER FINANCIERE HENRI HOTTINGER AG	FE	SHAREHOLDER	D	Control
HOTTINGER FINANCIERE HENRI HOTTINGER AG	FE	SHAREHOLDER	D	Control
HOTTINGER FINANCIERE HENRI HOTTINGER AG	FE	SHAREHOLDER	D	Control
HOTTINGER FINANCIERE HENRI HOTTINGER AG	FE	SHAREHOLDER	D	Control
HOTTINGER FINANCIERE HENRI HOTTINGER AG	FE	SHAREHOLDER	D	Control
HOTTINGER FINANZ UND TREUHAND AG	FE	SHAREHOLDER	D	Control
HOTTINGER FINANZ UND TREUHAND AG	FE	SHAREHOLDER	D	Control
HOTTINGER FINANZ UND TREUHAND AG	FE	SHAREHOLDER	D	Control
HOTTINGER FINANZ UND TREUHAND AG	FE	SHAREHOLDER	D	Control
HOTTINGER, RODOLPHE, ERIC	I	MANAGER	C	Control
HOTTINGER, RODOLPHE, ERIC	I	MANAGER	C	Control
HOTTINGER, RODOLPHE, ERIC	I	CHAIRMAN	C	Control
HOTTINGUER, FREDERIC, GABRIEL	I	MANAGER	C	Control
HOTTINGUER, FREDERIC, GABRIEL	I	MANAGER	C	Control
HOTTINGUER, FREDERIC, GABRIEL	I	VICE CHAIRMAN	C	Control
MIL ASSET MANAGEMENT CO.	DE	SHAREHOLDER	C	Control
MIL ASSET MANAGEMENT CO.	DE	SHAREHOLDER	C	Control
MIL ASSET MANAGEMENT CO.	DE	SHAREHOLDER	C	Control
MIL ASSET MANAGEMENT CO.	DE	SHAREHOLDER	C	Control
MIL ASSET MANAGEMENT CO.	DE	SHAREHOLDER	C	Control
MIL ASSET MANAGEMENT CO.	DE	SHAREHOLDER	C	Control
MIL ASSET MANAGEMENT CO.	DE	SHAREHOLDER	C	Control
MIL ASSET MANAGEMENT CO.	DE	SHAREHOLDER	C	Control
MIL ASSET MANAGEMENT CO.	DE	SHAREHOLDER	C	Control
MIL ASSET MANAGEMENT CO.	DE	SHAREHOLDER	C	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT & CHIEF FINANCIAL OFFICER	C	Control
AS KENILWORTH ASSET MANAGEMENT CO	DE	SHAREHOLDER	B
AS KENILWORTH ASSET MANAGEMENT CO	DE	SHAREHOLDER	B
AS KENILWORTH ASSET MANAGEMENT CO	DE	SHAREHOLDER	B
AS KENILWORTH ASSET MANAGEMENT CO	DE	SHAREHOLDER	B
AS KENILWORTH ASSET MANAGEMENT CO	DE	SHAREHOLDER	B
AS KENILWORTH ASSET MANAGEMENT CO	DE	SHAREHOLDER	B
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	B	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT & CHIEF FINANCIAL OFFICER	B	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT & CHIEF FINANCIAL OFFICER	B	Control
MILLISITS, RUDOLF	I	MANAGER, PRESIDENT & CHIEF FINANCIAL OFFICER	B	Control
MILLISITS, RUDOLF	I	PRESIDENT, CFO	B	Control
PC ASSET OPTIMIZATION CORP.	DE	SHAREHOLDER	B
PC ASSET OPTIMIZATION CORP.	DE	SHAREHOLDER	B
PC ASSET OPTIMIZATION CORP.	DE	SHAREHOLDER	B
PC ASSET OPTIMIZATION CORP.	DE	SHAREHOLDER	B
PC ASSET OPTIMIZATION CORP.	DE	SHAREHOLDER	B
PC ASSET OPTIMIZATION CORP.	DE	SHAREHOLDER	B
PC ASSET OPTIMIZATION CORP.	DE	SHAREHOLDER	B
PC ASSET OPTIMIZATION CORP.	DE	SHAREHOLDER	B
PC ASSET OPTIMIZATION CORP.	DE	SHAREHOLDER	B
PC ASSET OPTIMIZATION CORP.	DE	SHAREHOLDER	B
SUTER, ALFRED	I	MANAGER, SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	B	Control
SUTER, ALFRED	I	MANAGER, SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	B	Control
SUTER, ALFRED	I	MANAGER, SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	B	Control
SUTER, ALFRED	I	MANAGER, SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	B	Control
SUTER, ALFRED	I	SENIOR VICE PRESIDENT	B	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	A	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	A	Control
COMBY, PHILIPPE, ROBERT	I	MANAGER, CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT	A	Control
COMBY, PHILIPPE, ROBERT	I	CHIEF INVESTMENT OFFICER, SVP	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
COMBY, PHILIPPE, ROBERT	I	PC ASSET OPTIMIZATION CORP.	E	Control
COMBY, PHILIPPE, ROBERT	I	PC ASSET OPTIMIZATION CORP.	E	Control
COMBY, PHILIPPE, ROBERT	I	PC ASSET OPTIMIZATION CORP.	E	Control
COMBY, PHILIPPE, ROBERT	I	PC ASSET OPTIMIZATION CORP.	E	Control
COMBY, PHILIPPE, ROBERT	I	PC ASSET OPTIMIZATION CORP.	E	Control
COMBY, PHILIPPE, ROBERT	I	PC ASSET OPTIMIZATION CORP.	E	Control
COMBY, PHILIPPE, ROBERT	I	PC ASSET OPTIMIZATION CORP.	E	Control
COMBY, PHILIPPE, ROBERT	I	PC ASSET OPTIMIZATION CORP.	E	Control
COMBY, PHILIPPE, ROBERT	I	PC ASSET OPTIMIZATION CORP.	E	Control
COMBY, PHILIPPE, ROBERT	I	PC ASSET OPTIMIZATION CORP.	E	Control
HOTTINGER CAPITAL CORP	DE	HOTTINGER BROTHERS HOLDING, INC.	E	Control
HOTTINGER CAPITAL CORP	DE	HOTTINGER BROTHERS HOLDING, INC.	E	Control
HOTTINGER CAPITAL CORP	DE	HOTTINGER BROTHERS HOLDING, INC.	E	Control
MILLISITS, RUDOLF	I	MIL ASSET MANAGEMENT CO.	E	Control
MILLISITS, RUDOLF	I	MIL ASSET MANAGEMENT CO.	E	Control
MILLISITS, RUDOLF	I	MIL ASSET MANAGEMENT CO.	E	Control
MILLISITS, RUDOLF	I	MIL ASSET MANAGEMENT CO.	E	Control
MILLISITS, RUDOLF	I	MIL ASSET MANAGEMENT CO.	E	Control
MILLISITS, RUDOLF	I	MIL ASSET MANAGEMENT CO.	E	Control
MILLISITS, RUDOLF	I	MIL ASSET MANAGEMENT CO.	E	Control
MILLISITS, RUDOLF	I	MIL ASSET MANAGEMENT CO.	E	Control
MILLISITS, RUDOLF	I	MIL ASSET MANAGEMENT CO.	E	Control
MILLISITS, RUDOLF	I	MIL ASSET MANAGEMENT CO.	E	Control
SUTER, ALFRED	I	AS KENILWORTH ASSET MANAGEMENT CO	E	Control
SUTER, ALFRED	I	AS KENILWORTH ASSET MANAGEMENT CO	E	Control
SUTER, ALFRED	I	AS KENILWORTH ASSET MANAGEMENT CO	E	Control
SUTER, ALFRED	I	AS KENILWORTH ASSET MANAGEMENT CO	E	Control
SUTER, ALFRED	I	AS KENILWORTH ASSET MANAGEMENT CO	E	Control
SUTER, ALFRED	I	AS KENILWORTH ASSET MANAGEMENT CO	E	Control

Registrations

Federal

Apr 11, 2013 REGISTERED

Notice Filings (6)

CA FL MA NY TN TX

Address

1270 AVENUE OF THE AMERICAS
SUITE 400
NEW YORK, NY 10020
United States

Phone: 212-332-7930