LAKESHORE CAPITAL, LLC
CRD #131828 SEC #801-63366 BIRMINGHAM, AL 205-313-9000
SEC Registered
Total AUM
$37.7M
Discretionary
$35.7M
Employees
2
Clients
--
Accounts
111
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Alabama
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| CONN, JOEL, FRANKLIN | I | CHIEF EXECUTIVE OFFICER/COMPLIANCE OFFICER | E | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| SILVERBACK PARTNERS, LLC | DE | MEMBER | D | Control |
| SILVERBACK PARTNERS, LLC | DE | MEMBER | D | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | CHIEF EXECUTIVE OFFICER/COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | CHIEF EXECUTIVE OFFICER/COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| CONN, JOEL, FRANKLIN | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | C | Control |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| FAMILY TRUST UNDER AUDREY MARY BROCK MANAGEMENT TRUST DTD MAY 9 1987 | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| HAPHAZZARD ENTERPRISES, LLC | DE | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B | |
| KNIGHT, JAMES, BAILEY | I | OWNER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROCK, STRATTON, HOWLE | I | SILVERBACK PARTNERS, LLC | C | Control |
| BROCK, STRATTON, HOWLE | I | SILVERBACK PARTNERS, LLC | C | Control |
| BROCK, WILLIAM, GURNEY | I | SILVERBACK PARTNERS, LLC | C | Control |
| BROCK, WILLIAM, GURNEY | I | SILVERBACK PARTNERS, LLC | C | Control |
| HAZZARD, HILTY, RYNE | I | SILVERBACK PARTNERS, LLC | C | Control |
| HAZZARD, HILTY, RYNE | I | SILVERBACK PARTNERS, LLC | C | Control |
| HAZZARD, MEREDYTH, RYNE | I | SILVERBACK PARTNERS, LLC | C | Control |
| HAZZARD, MEREDYTH, RYNE | I | SILVERBACK PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Mar 21, 2016 REGISTERED
Notice Filings (8)
AL FL GA KS MD TN TX VA
Address
1950 STONEGATE DRIVESUITE 335
BIRMINGHAM, AL 35242
United States
Phone: 205-313-9000