STRONGWATER SCHOTT, LTD.
CRD #131843 SEC #801-68958 DENVER, CO 303-225-5355
SEC Registered
Total AUM
$42.2M
Discretionary
$42.2M
Employees
5
Clients
51
Accounts
72
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 6, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHOTT, TIMOTHY, RAY | I | PRESIDENT | D | Control |
| SCHOTT, TIMOTHY, RAY | I | PRESIDENT | D | Control |
| STRONGWATER, LEE, MICHAEL | I | SECRETARY, TREASURER & CHIEF COMPLIANCE OFFICER | D | Control |
| STRONGWATER, LEE, MICHAEL | I | SECRETARY, TREASURER & CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
May 6, 2010 REGISTERED
Notice Filings (1)
CO
Address
4643 SOUTH ULSTER STREETSUITE 800
DENVER, CO 80237
United States
Phone: 303-225-5355