FORUM ASSET MANAGEMENT LLC
CRD #131924 SEC #801-65677 NEW YORK, NY 212-599-2781
SEC Registered Private Funds
Total AUM
$39.9M
Discretionary
$39.9M
Employees
7
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 22, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKHRAMOV, RAY | I | MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| BAKHRAMOV, RAY | I | MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| CHANG, SWAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| CHANG, SWAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| CHANG, SWAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| CHANG, SWAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| CHANG, SWAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| CHANG, SWAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| CHANG, SWAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| CHANG, SWAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| CHANG, SWAN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| DACORTEABREU, AMERICO, C | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | NA | Control |
| DACORTEABREU, AMERICO, C | I | MANAGING DIRECTOR & CCO | NA | Control |
| GODFREY, YELENA, IGOREVNA | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| PEDREIRA, JUAN, JOSE | I | MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| PEDREIRA, JUAN, JOSE | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| PEDREIRA, JUAN, JOSE | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| PEDREIRA, JUAN, JOSE | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| PEDREIRA, JUAN, JOSE | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| PEDREIRA, JUAN, JOSE | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| PEDREIRA, JUAN, JOSE | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| PEDREIRA, JUAN, JOSE | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| PEDREIRA, JUAN, JOSE | I | MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| PEDREIRA, JUAN, JOSE | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| PEDREIRA, JUAN, JOSE | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| PEDREIRA, JUAN, JOSE | I | PRINCIPAL,MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| RYBALOV, GREG | I | CHIEF OPERATING OFFICER | NA | Control |
| RYBALOV, GREG | I | CHIEF OPERATING OFFICER | NA | Control |
| RYBALOV, GREG | I | CHIEF OPERATING OFFICER | NA | Control |
| RYBALOV, GREG | I | PRINCIPAL | NA | Control |
| RYBALOV, GREG | I | PRINCIPAL | NA | Control |
| RYBALOV, GREG | I | CHIEF OPERATING OFFICER | NA | Control |
| SLUTZ, ROBERT, FLEMING | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SLUTZ, ROBERT, FLEMING | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SLUTZ, ROBERT, FLEMING | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SLUTZ, ROBERT, FLEMING | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SLUTZ, ROBERT, FLEMING | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| BAKHRAMOV, RAY | I | SOLE OWNER, PRINCIPAL, CHIEF INVESTMENT OFFICER | E | Control |
| BAKHRAMOV, RAY | I | SOLE OWNER, PRINCIPAL, CHIEF INVESTMENT OFFICER | E | Control |
| BAKHRAMOV, RAY | I | SOLE OWNER, PRINCIPAL, CHIEF INVESTMENT OFFICER | E | Control |
| BAKHRAMOV, RAY | I | SOLE OWNER, PRINCIPAL, CHIEF INVESTMENT OFFICER | E | Control |
| BAKHRAMOV, RAY | I | SOLE OWNER, PRINCIPAL, CHIEF INVESTMENT OFFICER | E | Control |
| BAKHRAMOV, RAY | I | SOLE OWNER, PRINCIPAL, CHIEF INVESTMENT OFFICER | E | Control |
| BAKHRAMOV, RAY | I | SOLE OWNER, PRINCIPAL, CHIEF INVESTMENT OFFICER | E | Control |
| BAKHRAMOV, RAY | I | SOLE OWNER, PRINCIPAL, CHIEF INVESTMENT OFFICER | E | Control |
| BAKHRAMOV, RAY | I | SOLE OWNER, PRINCIPAL, CHIEF INVESTMENT OFFICER | E | Control |
| BAKHRAMOV, RAY | I | SOLE OWNER, PRINCIPAL, CHIEF INVESTMENT OFFICER | E | Control |
| BAKHRAMOV, RAY | I | SOLE OWNER, PRINCIPAL, CHIEF INVESTMENT OFFICER | E | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL, CHIEF INVESTMENT OFFICER AND SENIOR PARTNER | D | Control |
| BAKHRAMOV, RAY | I | PRINCIPAL, CHIEF INVESTMENT OFFICER AND SENIOR PARTNER | D | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MEMBER | D | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MEMBER | D | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MEMBER | D | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MEMBER | D | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MEMBER | D | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MEMBER | D | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MEMBER | D | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MEMBER | D | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MEMBER | D | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MEMBER | D | Control |
| LW ADVISORS, LTD. | FE | MANAGING MEMBER | D | Control |
| LW ADVISORS, LTD. | FE | MANAGING MEMBER | D | Control |
| DA CORTE- ABREU, AMERICO | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER & MEMBER | C | Control |
| DA CORTE- ABREU, AMERICO | I | PRINCIPAL, HEAD OF RISK MANAGEMENT, MEMBER | C | Control |
| DA CORTE- ABREU, AMERICO | I | PRINCIPAL, HEAD OF RISK MANAGEMENT, MEMBER | C | Control |
| DA CORTE- ABREU, AMERICO | I | PRINCIPAL, HEAD OF RISK MANAGEMENT, MEMBER | C | Control |
| DA CORTE- ABREU, AMERICO | I | PRINCIPAL, HEAD OF RISK MANAGEMENT, MEMBER | C | Control |
| DA CORTE- ABREU, AMERICO | I | PRINCIPAL, HEAD OF RISK MANAGEMENT, MEMBER | C | Control |
| DA CORTE- ABREU, AMERICO | I | PRINCIPAL, HEAD OF RISK MANAGEMENT, MEMBER | C | Control |
| DA CORTE- ABREU, AMERICO | I | PRINCIPAL, HEAD OF RISK MANAGEMENT, MEMBER | C | Control |
| DA CORTE- ABREU, AMERICO | I | PRINCIPAL, HEAD OF RISK MANAGEMENT, MEMBER | C | Control |
| DACORTEABREU, AMERICO, C | I | PRINCIPAL,CHIEF COMPLIANCE OFFICER & MEMBER | C | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MANAGING MEMBER | C | Control |
| FORUM CAPITAL MANAGEMENT, LLC | DE | MANAGING MEMBER | C | Control |
| RYBALOV, GREG | I | PARTNER, CHIEF OPERATING OFFICER | C | Control |
| RYBALOV, GREG | I | PARTNER, CHIEF OPERATING OFFICER | C | Control |
| SIEGEL, CHARLES, HOLLADAY | I | PARTNER AND ANALYST | B | |
| SIEGEL, CHARLES, HOLLADAY | I | PARTNER AND ANALYST | B | |
| MANERO, OSCAR, N | I | MEMBER | A | |
| MANERO, OSCAR, N | I | MEMBER | A | |
| THE CAPE BRETON TRUST | FE | MEMBER | A | |
| THE CAPE BRETON TRUST | FE | MEMBER | A | |
| THE CAPE BRETON TRUST | FE | MEMBER | A | |
| THE CAPE BRETON TRUST | FE | MEMBER | A | |
| THE CAPE BRETON TRUST | FE | MEMBER | A | |
| THE CAPE BRETON TRUST | FE | MEMBER | A | |
| THE FORUM TRUST | FE | MEMBER | A | |
| THE FORUM TRUST | FE | MEMBER | A | |
| THE FORUM TRUST | FE | MEMBER | A | |
| THE FORUM TRUST | FE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SWISSCO TRUST GMBH | FE | THE FORUM TRUST | F | |
| SWISSCO TRUST GMBH | FE | THE CAPE BRETON TRUST | F | |
| SWISSCO TRUST GMBH | FE | THE CAPE BRETON TRUST | F | |
| SWISSCO TRUST GMBH | FE | THE FORUM TRUST | F | |
| SWISSCO TRUST GMBH | FE | THE CAPE BRETON TRUST | F | |
| SWISSCO TRUST GMBH | FE | THE CAPE BRETON TRUST | F | |
| SWISSCO TRUST GMBH | FE | THE CAPE BRETON TRUST | F | |
| SWISSCO TRUST GMBH | FE | THE CAPE BRETON TRUST | F | |
| SWISSCO TRUST GMBH | FE | THE FORUM TRUST | F | |
| SWISSCO TRUST GMBH | FE | THE CAPE BRETON TRUST | F | |
| LW SECURITIES, LTD. | FE | LW ADVISORS, LTD. | E | Control |
| LW SECURITIES, LTD. | FE | LW ADVISORS, LTD. | E | Control |
| PRIMER BANCO DEL ISTMO, SA | FE | BANISTMO SECURITIES, INC. | E | Control |
| PRIMER BANCO DEL ISTMO, SA | FE | BANISTMO SECURITIES, INC. | E | Control |
| ZALLES, CARLOS | I | HAMPTON CORP | E | Control |
| ZALLES, CARLOS | I | HAMPTON CORP | E | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| PEDREIRA, JUAN, JOSE | I | FORUM CAPITAL MANAGEMENT, LLC | D | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BAKHRAMOV, RAY | I | FORUM CAPITAL MANAGEMENT, LLC | C | Control |
| BANISTMO SECURITIES, INC. | FE | LW SECURITIES, LTD. | C | Control |
| BANISTMO SECURITIES, INC. | FE | LW SECURITIES, LTD. | C | Control |
| HAMPTON CORP | FE | LW SECURITIES, LTD. | C | Control |
| HAMPTON CORP | FE | LW SECURITIES, LTD. | C | Control |
Registrations
Federal
IA
Feb 22, 2017 REGISTERED
Notice Filings (1)
NY
Address
733 THIRD AVENUE24TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-599-2781