RIA Intelligence

GLEACHER ADVISORS LLC

CRD #131928 SEC #801-63530 GREENWICH, CT 203-302-4700
SEC Registered
Total AUM
$144M
Discretionary
$144M
Employees
--
Clients
0
Accounts
75

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 21, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CHO, HELEN, HAE RANIMANAGING DIRECTOR AND DIRECTOR OF RESEARCHNA Control
CHO, HELEN, HAE RANIMANAGING DIRECTOR AND DIRECTOR OF RESEARCHNA Control
GLEACHER, ERIC, JAYIMEMBER OF INVESTMENT COMMITTEENA Control
GLEACHER, ERIC, JAYIMEMBER OF INVESTMENT COMMITTEENA Control
GLEACHER, ERIC, JAYIMEMBER OF INVESTMENT COMMITTEENA Control
HENRY, EMIL, WILLIAMICHAIRMANNA Control
ROSENTHAL, LISSA, AILEENIDIRECTOR OF RESEARCHNA Control
ROSENTHAL, LISSA, AILEENIDIRECTOR OF RESEARCHNA Control
ROSENTHAL, LISSA, AILEENIDIRECTOR OF RESEARCHNA Control
SWAYZE, ASHLEIGH, COOPERICHIEF COMPLIANCE OFFICERNA Control
SWAYZE, ASHLEIGH, COOPERICHIEF COMPLIANCE OFFICERNA Control
SWAYZE, ASHLEIGH, COOPERICHIEF COMPLIANCE OFFICERNA Control
SWAYZE, ASHLEIGH, COOPERICHIEF COMPLIANCE OFFICERNA Control
SWAYZE, ASHLEIGH, COOPERICHIEF COMPLIANCE OFFICERNA Control
SWAYZE, ASHLEIGH, COOPERICHIEF COMPLIANCE OFFICERNA Control
SWAYZE, ASHLEIGH, COOPERICHIEF COMPLIANCE OFFICERNA Control
SWAYZE, ASHLEIGH, COOPERICHIEF COMPLIANCE OFFICERNA Control
TEPPER, JEFFREY, HOWARDIPRESIDENTNA Control
TEPPER, JEFFREY, HOWARDIPRESIDENTNA Control
TEPPER, JEFFREY, HOWARDIPRESIDENTNA Control
GLEACHER DOMESTIC INVESTORS LLCDEMEMBERE
GLEACHER DOMESTIC INVESTORS LLCDEMEMBERE
GLEACHER DOMESTIC INVESTORS LLCDEMEMBERE
GLEACHER FUND ADVISORS LLCDEMEMBERE Control
GLEACHER, ERIC, JAYIMEMBER OF INVESTMENT COMMITTEED Control
GLEACHER, ERIC, JAYIMEMBER OF INVESTMENT COMMITTEED Control
GLEACHER, ERIC, JAYIMEMBER OF INVESTMENT COMMITTEED Control
RUEHL, BRUCE, D.ICHAIRMAN & CHIEF INVESTMENT OFFICERB Control
RUEHL, BRUCE, D.ICHAIRMAN & CHIEF INVESTMENT OFFICERB Control
RUEHL, BRUCE, D.ICHAIRMAN & CHIEF INVESTMENT OFFICERB Control
RUEHL, BRUCE, D.ICHAIRMAN & CHIEF INVESTMENT OFFICERB Control
RUEHL, BRUCE, D.ICHAIRMAN & CHIEF INVESTMENT OFFICERB Control
RUEHL, BRUCE, D.IPRESIDENT & CHIEF INVESTMENT OFFICERB Control
RUEHL, BRUCE, D.ICHAIRMAN & CHIEF INVESTMENT OFFICERB Control
RUEHL, BRUCE, D.ICHAIRMAN & CHIEF INVESTMENT OFFICERB Control
TEPPER, JEFFREY, HOWARDIPRESIDENTB Control
TEPPER, JEFFREY, HOWARDIPRESIDENTB Control
TEPPER, JEFFREY, HOWARDIPRESIDENTB Control
TEPPER, JEFFREY, HOWARDIPRESIDENTB Control
CHO, HELEN, HAE RANIMANAGING DIRECTOR AND DIRECTOR OF RESEARCHA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GLEACHER HOLDINGS LLCDEGLEACHER FUND ADVISORS LLCE Control
GLEACHER INVESTMENT MANAGEMENT LLCDEGLEACHER DOMESTIC INVESTORS LLCE Control
GLEACHER INVESTMENT MANAGEMENT LLCDEGLEACHER DOMESTIC INVESTORS LLCE Control
GLEACHER INVESTMENT MANAGEMENT LLCDEGLEACHER DOMESTIC INVESTORS LLCE Control
GLEACHER, ERIC, JAYIGLEACHER HOLDINGS LLCE Control
GLEACHER, ERIC, JAYIGLEACHER INVESTMENT MANAGEMENT LLCD Control
GLEACHER, ERIC, JAYIGLEACHER INVESTMENT MANAGEMENT LLCD Control
GLEACHER, ERIC, JAYIGLEACHER INVESTMENT MANAGEMENT LLCD Control
TEPPER, JEFFREY, HOWARDIGLEACHER INVESTMENT MANAGEMENT LLCC Control
TEPPER, JEFFREY, HOWARDIGLEACHER INVESTMENT MANAGEMENT LLCC Control
TEPPER, JEFFREY, HOWARDIGLEACHER INVESTMENT MANAGEMENT LLCC Control

Registrations

Federal

IA
Feb 21, 2007 REGISTERED

Notice Filings (3)

CT GA NY

Address

60 ARCH STREET
GREENWICH, CT 6830
USA
Phone: 203-302-4700