GLEACHER ADVISORS LLC
CRD #131928 SEC #801-63530 GREENWICH, CT 203-302-4700
SEC Registered
Total AUM
$144M
Discretionary
$144M
Employees
--
Clients
0
Accounts
75
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 21, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHO, HELEN, HAE RAN | I | MANAGING DIRECTOR AND DIRECTOR OF RESEARCH | NA | Control |
| CHO, HELEN, HAE RAN | I | MANAGING DIRECTOR AND DIRECTOR OF RESEARCH | NA | Control |
| GLEACHER, ERIC, JAY | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| GLEACHER, ERIC, JAY | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| GLEACHER, ERIC, JAY | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| HENRY, EMIL, WILLIAM | I | CHAIRMAN | NA | Control |
| ROSENTHAL, LISSA, AILEEN | I | DIRECTOR OF RESEARCH | NA | Control |
| ROSENTHAL, LISSA, AILEEN | I | DIRECTOR OF RESEARCH | NA | Control |
| ROSENTHAL, LISSA, AILEEN | I | DIRECTOR OF RESEARCH | NA | Control |
| SWAYZE, ASHLEIGH, COOPER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWAYZE, ASHLEIGH, COOPER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWAYZE, ASHLEIGH, COOPER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWAYZE, ASHLEIGH, COOPER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWAYZE, ASHLEIGH, COOPER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWAYZE, ASHLEIGH, COOPER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWAYZE, ASHLEIGH, COOPER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWAYZE, ASHLEIGH, COOPER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TEPPER, JEFFREY, HOWARD | I | PRESIDENT | NA | Control |
| TEPPER, JEFFREY, HOWARD | I | PRESIDENT | NA | Control |
| TEPPER, JEFFREY, HOWARD | I | PRESIDENT | NA | Control |
| GLEACHER DOMESTIC INVESTORS LLC | DE | MEMBER | E | |
| GLEACHER DOMESTIC INVESTORS LLC | DE | MEMBER | E | |
| GLEACHER DOMESTIC INVESTORS LLC | DE | MEMBER | E | |
| GLEACHER FUND ADVISORS LLC | DE | MEMBER | E | Control |
| GLEACHER, ERIC, JAY | I | MEMBER OF INVESTMENT COMMITTEE | D | Control |
| GLEACHER, ERIC, JAY | I | MEMBER OF INVESTMENT COMMITTEE | D | Control |
| GLEACHER, ERIC, JAY | I | MEMBER OF INVESTMENT COMMITTEE | D | Control |
| RUEHL, BRUCE, D. | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | B | Control |
| RUEHL, BRUCE, D. | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | B | Control |
| RUEHL, BRUCE, D. | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | B | Control |
| RUEHL, BRUCE, D. | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | B | Control |
| RUEHL, BRUCE, D. | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | B | Control |
| RUEHL, BRUCE, D. | I | PRESIDENT & CHIEF INVESTMENT OFFICER | B | Control |
| RUEHL, BRUCE, D. | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | B | Control |
| RUEHL, BRUCE, D. | I | CHAIRMAN & CHIEF INVESTMENT OFFICER | B | Control |
| TEPPER, JEFFREY, HOWARD | I | PRESIDENT | B | Control |
| TEPPER, JEFFREY, HOWARD | I | PRESIDENT | B | Control |
| TEPPER, JEFFREY, HOWARD | I | PRESIDENT | B | Control |
| TEPPER, JEFFREY, HOWARD | I | PRESIDENT | B | Control |
| CHO, HELEN, HAE RAN | I | MANAGING DIRECTOR AND DIRECTOR OF RESEARCH | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GLEACHER HOLDINGS LLC | DE | GLEACHER FUND ADVISORS LLC | E | Control |
| GLEACHER INVESTMENT MANAGEMENT LLC | DE | GLEACHER DOMESTIC INVESTORS LLC | E | Control |
| GLEACHER INVESTMENT MANAGEMENT LLC | DE | GLEACHER DOMESTIC INVESTORS LLC | E | Control |
| GLEACHER INVESTMENT MANAGEMENT LLC | DE | GLEACHER DOMESTIC INVESTORS LLC | E | Control |
| GLEACHER, ERIC, JAY | I | GLEACHER HOLDINGS LLC | E | Control |
| GLEACHER, ERIC, JAY | I | GLEACHER INVESTMENT MANAGEMENT LLC | D | Control |
| GLEACHER, ERIC, JAY | I | GLEACHER INVESTMENT MANAGEMENT LLC | D | Control |
| GLEACHER, ERIC, JAY | I | GLEACHER INVESTMENT MANAGEMENT LLC | D | Control |
| TEPPER, JEFFREY, HOWARD | I | GLEACHER INVESTMENT MANAGEMENT LLC | C | Control |
| TEPPER, JEFFREY, HOWARD | I | GLEACHER INVESTMENT MANAGEMENT LLC | C | Control |
| TEPPER, JEFFREY, HOWARD | I | GLEACHER INVESTMENT MANAGEMENT LLC | C | Control |
Registrations
Federal
IA
Feb 21, 2007 REGISTERED
Notice Filings (3)
CT GA NY
Address
60 ARCH STREETGREENWICH, CT 6830
USA
Phone: 203-302-4700