SBM CAPITAL MANAGEMENT, LLC
CRD #131956 SEC #801-63292 BETHESDA, MD 301-656-4200
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 5, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COBB, CALVIN, G | I | VARIOUS TO CHIEF FINANCIAL OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VARIOUS TO CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VICE PRESIDENT | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VICE PRESIDENT | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VICE PRESIDENT | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Feb 5, 2007 REGISTERED
Notice Filings (3)
DE MD NY
Address
7315 WISCONSIN AVESUITE 1250 WEST
BETHESDA, MD 20814
USA
Phone: 301-656-4200