TBG ADVISORY SERVICES CORPORATION
CRD #131977 SEC #801-63562 NEWPORT BEACH, CA 949-760-6215
SEC Registered
Total AUM
$40M
Discretionary
$0
Employees
5
Clients
0
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCMAHON, DEANNA, BERNICE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCMAHON, DEANNA, BERNICE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCMAHON, DEANNA, BERNICE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCMAHON, DEANNA, BERNICE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCMAHON, DEANNA, BERNICE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHIER, ROBERT, CHARLES | I | PRESIDENT | NA | Control |
| SHIER, ROBERT, CHARLES | I | PRESIDENT | NA | Control |
| SHUTE, MICHAEL, ROBERT | I | CHAIRMAN AND CEO | NA | Control |
| SHUTE, MICHAEL, ROBERT | I | CHAIRMAN AND CEO | NA | Control |
| WILSON, TIMOTHY, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| WILSON, TIMOTHY, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| TBG INSURANCE SERVICES CORPORATION | DE | SOLE OWNER | E | Control |
| TBG INSURANCE SERVICES CORPORATION | DE | SOLE OWNER | E | Control |
| TBG INSURANCE SERVICES CORPORATION | DE | SOLE OWNER | E | Control |
| TBG INSURANCE SERVICES CORPORATION | DE | SOLE OWNER | E | Control |
| TBG INSURANCE SERVICES CORPORATION | DE | SOLE OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NATIONWIDE FINANCIAL SERVICES | DE | TBG INSURANCE SERVICES CORPORATION | D | Control |
| NATIONWIDE FINANCIAL SERVICES | DE | TBG INSURANCE SERVICES CORPORATION | D | Control |
| NATIONWIDE FINANCIAL SERVICES | DE | TBG INSURANCE SERVICES CORPORATION | D | Control |
| NATIONWIDE FINANCIAL SERVICES | DE | TBG INSURANCE SERVICES CORPORATION | D | Control |
| NATIONWIDE FINANCIAL SERVICES | DE | TBG INSURANCE SERVICES CORPORATION | D | Control |
Registrations
Federal
IA
Sep 19, 2005 REGISTERED
Notice Filings (1)
CA
Address
610 NEWPORT CENTER DRIVESUITE 950
NEWPORT BEACH, CA 92660
USA
Phone: 949-760-6215