RIA Intelligence

ARA UNIVERSAL LLC

CRD #132077 SEC #801-63266 NEW HAVEN, CT 203-497-8700
SEC Registered
Total AUM
$10M
Discretionary
$10M
Employees
5
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 15, 2004
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ARULPRAGASAM, AMALENDRA, RAJPALICHIEF EXECUTIVE OFFICERNA Control
CONANT, JAMES, ELIOTICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
ARCHETYPE RISK ADVISORS, INC.DEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ARULPRAGASAM, AMALENDRA, RAJPALIARCHETYPE RISK ADVISORS, INC.E Control

Registrations

Federal

IA
Jun 15, 2004 REGISTERED

Notice Filings (1)

CT

Address

195 CHURCH STREET, 9TH FLOOR
NEW HAVEN, CT 06510-2009
USA
Phone: 203-497-8700