TRIARC DEERFIELD MANAGEMENT LLC
CRD #132103 SEC #801-63294 CHICAGO, IL 773-380-1600
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
51
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 23, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRINCKERHOFF, JOHN, KANE | I | MANAGING DIRECTOR | NA | Control |
| BRINCKERHOFF, JOHN, KANE | I | MANAGING DIRECTOR | NA | Control |
| DANILEVSKY, GRIGORY | I | MANAGING DIRECTOR | NA | Control |
| DANILEVSKY, GRIGORY | I | MANAGING DIRECTOR | NA | Control |
| HORN (NANNICELLI), PAULA, MARIE | I | MANAGING DIRECTOR | NA | Control |
| HORN (NANNICELLI), PAULA, MARIE | I | MANAGING DIRECTOR | NA | Control |
| KNECHT, LUKE | I | MANAGING DIRECTOR | NA | Control |
| KNECHT, LUKE, DWIGHT | I | MANAGING DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT/ELECTED MANAGER | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT/ELECTED MANAGER | NA | Control |
| ROSE, JULIAN | I | MANAGING DIRECTOR | NA | Control |
| ROSE, JULIAN | I | MANAGING DIRECTOR | NA | Control |
| SACHS, GREGORY, HARRIS | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER/ELECTED MANAGER | NA | Control |
| SACHS, GREGORY, HARRIS | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER/ELECTED MANAGER | NA | Control |
| SHREAR, MARVIN | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER/ELECTED MANAGER | NA | Control |
| SHREAR, MARVIN | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER/ELECTED MANAGER | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | CHIEF INVESTMENT OFFICER AND DIRECTOR OF BANK LOAN GROUP | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | CHIEF INVESTMENT OFFICER AND DIRECTOR OF BANK LOAN GROUP | NA | Control |
| WHITE, FREDERICK, L | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| WHITE, FREDERICK, LAZARUS | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROBERTS, SCOTT, ALLEN | I | DEERFIELD & COMPANY LLC | F | Control |
| ROBERTS, SCOTT, ALLEN | I | DEERFIELD & COMPANY LLC | F | Control |
| SHREAR, MARVIN | I | DEERFIELD & COMPANY LLC | F | Control |
| SHREAR, MARVIN | I | DEERFIELD & COMPANY LLC | F | Control |
| SACHS, GREGORY, HARRIS | I | SACHS CAPITAL MANAGEMENT LLC | E | Control |
| SACHS, GREGORY, HARRIS | I | SACHS CAPITAL MANAGEMENT LLC | E | Control |
| SACHS CAPITAL MANAGEMENT LLC | DE | DEERFIELD & COMPANY LLC | D | Control |
| SACHS CAPITAL MANAGEMENT LLC | DE | DEERFIELD & COMPANY LLC | D | Control |
Registrations
Federal
IA
Jun 23, 2004 REGISTERED
Address
8700 WEST BRYN MAWR,12TH FLOOR
CHICAGO, IL 60631
USA
Phone: 773-380-1600