UNION FINANCIAL PARTNERS, SAN FRANCISCO
Legal name: UNION FINANCIAL PARTNERS
CRD #132112 SEC #801-63349 SAN FRANCISCO, CA 415-563-3000
SEC Registered
Total AUM
$17.1M
Discretionary
$17.1M
Employees
5
Clients
10
Accounts
166
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 16, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ERHARDT, ERIC, JOHANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ERHARDT, ERIC, JOHANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LELCHOOK, JOSHUA, AARON | I | CHEIF INVESTMENT OFFICER | NA | |
| TERRANOVA, ANN, JENNIE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Aug 16, 2004 REGISTERED
Notice Filings (1)
CA
Address
2062 UNION STREETSUITE 300
SAN FRANCISCO, CA 94123
USA
Phone: 415-563-3000