CASTLEROCK ASSET MANAGEMENT, INC.
Legal name: CASTLEROCK MANAGEMENT
CRD #132155 SEC #802-80550 NEW YORK, NY 212-251-3300
State Registered Exempt Reporting Private Funds
Total AUM
$139.1M
Discretionary
$139.1M
Employees
8
Clients
--
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 26, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FEDERICI, GUIDO, ATHONY | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| FEDERICI, GUIDO, ATHONY | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| FEDERICI, GUIDO, ATHONY | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| FEDERICI, GUIDO, ATHONY | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| GOLDMAN, RICHARD, A | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMARI-BURDEN, MARIA, RITA | I | CFO, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMARI-BURDEN, MARIA, RITA | I | CFO, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMARI-BURDEN, MARIA, RITA | I | CFO, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMARI-BURDEN, MARIA, RITA | I | CFO, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMARI-BURDEN, MARIA, RITA | I | CFO & GENERAL COUNSEL | NA | Control |
| LAMARI-BURDEN, MARIA, RITA | I | CFO, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMARI-BURDEN, MARIA, RITA | I | CFO, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIKRY, EMAD, ABDELKHALIK | I | PRESIDENT & CEO | NA | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL AND PRESIDENT | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL AND PRESIDENT | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL AND PRESIDENT | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL AND PRESIDENT | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL AND PRESIDENT | E | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT | D | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT | D | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT | D | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT | D | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT | D | Control |
| TANICO, PAUL, PATRICK | I | PRINCIPAL/PRESIDENT | D | Control |
| ADAMS, ELLEN, HUNT | I | PRINCIPAL/VICE PRESIDENT | C | Control |
| ADAMS, ELLEN, HUNT | I | PRINCIPAL/VICE PRESIDENT | C | Control |
| ADAMS, ELLEN, HUNT | I | PRINCIPAL/VICE PRESIDENT | C | Control |
| ADAMS, ELLEN, HUNT | I | PRINCIPAL/VICE PRESIDENT | C | Control |
| ADAMS, ELLEN, HUNT | I | PRINCIPAL/VICE PRESIDENT | C | Control |
| ADAMS, ELLEN, HUNT | I | PRINCIPAL/VICE PRESIDENT | C | Control |
Registrations
Federal
ERA
Jan 26, 2015 REGISTERED
Address
101 PARK AVENUE23RD FLOOR
NEW YORK, NY 10178-2399
United States
Phone: 212-251-3300